SEC Transfer Agent Overhaul Would Write Blockchain Into the Rulebook

September 1, 2026

SEC Proposes Making Electronic Delivery the Default for Investor Disclosures

July 16, 2026

SEC’s Peirce Defends Private Capital Markets as Superior to Government-Directed Funding

April 27, 2026

SEC’s Atkins Says ‘Innovation Exemption’ for On-Chain Tokenized Securities Is Coming

April 23, 2026

SEC Faces Hard Questions by Supreme Court Justices Over Disgorgement Without Investor Distributions

April 20, 2026

Supreme Court to Hear Case That Could Limit SEC’s Ability to Seek Disgorgement

April 20, 2026

SEC Names David Woodcock to Lead Division of Enforcement Under Atkins Reset

April 8, 2026

SEC Clarifies the Application of Federal Securities Laws to Crypto Assets

March 18, 2026

SEC, CFTC Sign Historic Cooperation Pact to Modernize U.S. Financial Markets Oversight

March 11, 2026

Navigating the SEC’s Path Toward Digital Modernization

March 5, 2026

Pragmatism Prevails in Oil and Gas as 2025 Market Reset Shapes 2026 Outlook

February 20, 2026

FINRA Appoints Four Industry Leaders to Its Board of Governors

January 7, 2026

DOL Drops Appeal of Biden-Era Fiduciary Rule

November 25, 2025

Atkins Unveils ‘Project Crypto’ to Clarify Token Classifications, Limit Overreach

November 21, 2025

FSI Letter Urges SEC to Reform Enforcement Practices, Citing ‘Regulation by Enforcement’ Risks

November 11, 2025

Why Technology-Agnostic Regulations Will Shape AI Compliance in 2026

November 3, 2025

FSI Names Andrew Hartnett VP of Regulatory Affairs, Deputy General Counsel

October 30, 2025

NASAA-Backed Letter Warns RFIA Could Weaken Investor Protections in Crypto Regulation

October 9, 2025

SEC’s Atkins Signals Roundtable on Alts in 401(k)s, Citing Access and Guardrails

October 7, 2025

Fred Alger Management Registers First Interval Fund With SEC

September 25, 2025