UBS Names Houlihan to Oversee Private Wealth in Georgia, Tennessee, Arkansas

June 1, 2026

$280M-Asset, Ex-UBS Adviser Affiliates With LPL’s Linsco Channel

December 22, 2025

UBS Taps Industry Veteran Justin Frame to Lead Tucson Office

December 4, 2025

Adviser Pair Departs UBS to Launch Independent RIA 71 West Capital Partners

November 16, 2025

UBS Adds Arizona- and Georgia-Based Advisers Overseeing $235M in Assets

November 2, 2025

Institute for Portfolio Alternatives Names 2026 Board of Directors

September 24, 2025

Former UBS Team With $1.25 Billion in Assets Joins LPL Strategic Wealth

September 17, 2025

Ex-UBS Team With $1.8B in Assets Affiliates With LPL Strategic Wealth

September 9, 2025

Adviser Team With $1.6B Exits UBS for LPL, Citing Compensation Changes

September 4, 2025

iCapital Names Industry Veteran to Lead Alts in Retirement Portfolios Strategy

August 27, 2025

Sanctuary Wealth Lures Another Ex-UBS Firm With $1.2B in Client Assets

August 15, 2025

Stockbridge Names Ex-UBS Colleague to VP of National Accounts Role

August 6, 2025

Adviser Team With Nearly $500M Joins Ameriprise Financial From UBS

July 21, 2025

Antares BDC Declares Special Distributions for Another Consecutive Month

May 5, 2025

Former UBS Rep Barred for Borrowing $738K From Clients and Misusing Funds

April 18, 2025

Sanctuary Wealth Adds Minneapolis-Based NewSpring Wealth Partners From UBS

February 9, 2025

LPL Adds $1.3 Billion Jersey Family Office, Formerly With UBS

January 27, 2025

FINRA Fines UBS $1.1 Million for Trade Confirmation Rules Violations

January 1, 2025

FINRA Hits UBS With Nearly $3.5M Penalty for Unsuitable Short-Term Trading of Syndicate Preferred Stocks

December 19, 2024

Kestra Affiliate With $300M AUM Adds Adviser, Rebrands as Riverside Private Wealth Management

November 8, 2024