SEC Proposes Custody Rule Rewrite Covering Crypto, Private Fund Audits, BDCs

October 5, 2026

SEC Proposes Performance Fees, Looser Interval Fund Rules for Retail Access

September 30, 2026

SEC Proposes to Scrap Shareholder Proposal Rule, Ease Proxy Requirements for BDCs and Registered Funds

September 16, 2026

SEC Would End Two-Year Compensation Timeout on Adviser Political Gifts

September 3, 2026

SEC Transfer Agent Overhaul Would Write Blockchain Into the Rulebook

September 1, 2026

SEC Proposes Regulation Crypto Assets With Two Registration Exemptions

August 18, 2026

IPA, ADISA, and Stanger Press SEC to Preempt State Blue-Sky Review

July 28, 2026

SEC Proposes Making Electronic Delivery the Default for Investor Disclosures

July 16, 2026

FINRA Proposes Ending Mandatory Pre-Use Review of Retail Communications

July 9, 2026

CFA Survey: 62% of Investment Pros Oppose SEC Shift to Semiannual Reporting

June 22, 2026

The SEC Wants More Companies to Go Public. Fixing Registered Offerings Is How It Starts.

June 4, 2026

SEC Proposes Rescinding 2024 Climate Disclosure Rules, Citing Statutory Overreach

May 29, 2026

SEC Proposes Federal Preemption of State Merit Review for Nontraded REITs and BDCs

May 19, 2026

Agencies Propose Form PF Overhaul, Raising Small Adviser Threshold

April 20, 2026

DOL Proposes Safe Harbor for Alternative Investments in Retirement Plans

March 30, 2026

White House Clears DOL Rule on 401(k) Alts Access for Public Comment

March 25, 2026

DOL Proposes Return to ‘Core Factor’ Test for Independent Contractor Rule

February 26, 2026

DOL Submits Proposed Rule on Fiduciary Duties in Selecting Alts Investments

January 19, 2026

FINRA Proposes Changes to Combat Fraud and Protect Senior Investors

January 8, 2026

Citing Market Conditions, Blue Owl Calls Off Merger of BDCs

November 19, 2025