SEC Charges Former Adviser with Stealing $1 Million from Three Elderly Clients

September 30, 2021

SEC Charges Former Raymond James Investment Advisor with Defrauding 100 Clients

September 27, 2021

LPL Financial Recruits Another Texas-Based Team

September 13, 2021

SEC Bars Adviser Accused of Defrauding Clients and Pro Athletes

September 8, 2021

SEC Obtains Final Judgment Against Adviser Accused of Defrauding Clients and Pro Athletes

September 2, 2021

LPL Financial Recruits $625 Million Texas-Based Team

September 2, 2021

Lasalle St. Recruits $100 Million Husband-and-Wife Advisor Team from Cetera

August 27, 2021

LPL Managing Director and Chief Investment Officer to Retire in Early 2022

August 24, 2021

Former Oppenheimer Team Launches New Practice with LPL

August 19, 2021

LPL Financial Recruits Former Wells Fargo Team

August 12, 2021

Securities America Recruits Advisors with $376 Million, Advisor Group Provides AUM Update

August 10, 2021

LPL Reports $1.1 Trillion in Advisory and Brokerage Assets in 2Q21

July 30, 2021

LPL Financial Recruits Former Cetera Team

July 23, 2021

LPL Financial Adds Former Ameriprise Team

July 13, 2021

Advisor Group Hires Former RBC Executive as EVP of Business Development

July 9, 2021

SEC Obtains Final Judgement Against Former Morgan Stanley Adviser Who Stole $6 Million

July 7, 2021

Securities America Advisors to Pay $1.8 Million For Failing to Prevent $8 Million Theft

July 6, 2021

Former Wells Fargo Advisors Launch Independent Practice with LPL

July 1, 2021

Lasalle St. Recruits Philadelphia-Area Investment Advisory Practice

June 28, 2021

LPL Financial Recruits 30-Member OSJ Formerly with Voya

June 25, 2021