LPL Financial Recruits Another Wells Fargo Advisors Team

September 13, 2023

SEC Broadens Marketing Rule Crackdown; Fines Nine Firms for Violations

September 12, 2023

SEC Shuts Down Alleged Multimillion Dollar Ponzi Scheme

September 11, 2023

Former Goldman Sachs Partners Start Credit-Focused Alternative Investment Firm

September 8, 2023

Former Lincoln Financial Group Advisors with $800 Million in Assets Join LPL Financial

September 8, 2023

SEC Issues Risk Alert Detailing Why a Firm May Be Targeted for Examination

September 7, 2023

Atria Wealth Solutions Acquires Former Kestra Firm

September 7, 2023

Former Securities America Advisors Join Cetera Financial Group

September 7, 2023

Former Merrill Lynch Advisors with $205 Million in Assets Join LPL Financial

September 6, 2023

Former VALIC Financial Advisors with $350 Million in Assets Join LPL Financial

September 5, 2023

Former Cetera Advisors with $280 Million in Assets Joins LPL Financial

September 1, 2023

Former UnionBanc Advisor with $385 Million in Assets Joins LPL Financial

August 31, 2023

Stratos Wealth Holdings Hires Former LPL Exec as Chief Operating Officer

August 29, 2023

SageView Advisory Names New Chairman and CEO

August 15, 2023

Cadaret Grant Recruits Team with $1.1 Billion in Assets

June 1, 2023

Former Securities America Firm Joins LaSalle St.

May 16, 2023

Former UBS Advisor Jumps to LaSalle St.

March 16, 2023

LPL Expands Investor and Investment Solutions Leadership Team with Two New Hires

January 25, 2023

LPL Financial Expands Board of Directors with Addition of Albert Ko

January 18, 2023

$600 Million Kansas RIA Joins LPL

December 27, 2022