Former Raymond James Advisors Launch Independent Practice through LPL

October 13, 2022

Former Merrill Lynch Advisor Launches Independent Practice through LPL

October 7, 2022

Mercer Advisors Acquires RIA with AUM of $1 Billion

October 5, 2022

Bodnar Financial Advisors Joins LPL from Cambridge

October 4, 2022

Senate Bill Would Boost Alts in Defined Contribution Plans

October 3, 2022

EP Wealth Advisors Expands to East Coast with Acquisition of $1.1 Billion RIA

September 29, 2022

LPL Financial Adds Former Altruist Executive to Management Team

September 28, 2022

Vero Wealth Management Joins Linsco by LPL Financial

September 27, 2022

Former LPL Broker Pleads Guilty to Fraud and Witness Tampering

September 16, 2022

SEC Charges Hudson Advisors and Lone Star Global Over Fund Fees

September 13, 2022

Atria’s Cadaret Grant Adds Former UBS Team with $600 Million in Client Assets

September 2, 2022

Advisor Group’s SagePoint Financial Recruits Team with $203 Million in Client Assets

August 31, 2022

SEC Charges Broker-Dealer and Two Senior Executives over Unauthorized Securities Transactions

August 11, 2022

LPL Financial Hires EVP of Corporate Strategy and New Ventures

August 11, 2022

LPL Financial Reports 2Q22 Results, Decrease in Advisory and Brokerage Assets

August 4, 2022

Carson Group Hires Former LPL Exec as Chief Market Strategist

July 27, 2022

Sageview Hires Former Goldman Exec as Chief Operating Officer

July 15, 2022

LPL Financial to Buy $5 Billion Firm

July 11, 2022

SEC Charges Former LPL Broker with Stealing $1.7 Million from Retail Investors

July 5, 2022

Advisor Group to Buy $40 Billion Independent Broker-Dealer

June 23, 2022