Atria’s Cadaret Grant Adds Former UBS Team with $600 Million in Client Assets

September 2, 2022

Advisor Group’s SagePoint Financial Recruits Team with $203 Million in Client Assets

August 31, 2022

SEC Charges Broker-Dealer and Two Senior Executives over Unauthorized Securities Transactions

August 11, 2022

LPL Financial Hires EVP of Corporate Strategy and New Ventures

August 11, 2022

LPL Financial Reports 2Q22 Results, Decrease in Advisory and Brokerage Assets

August 4, 2022

Carson Group Hires Former LPL Exec as Chief Market Strategist

July 27, 2022

Sageview Hires Former Goldman Exec as Chief Operating Officer

July 15, 2022

LPL Financial to Buy $5 Billion Firm

July 11, 2022

SEC Charges Former LPL Broker with Stealing $1.7 Million from Retail Investors

July 5, 2022

Advisor Group to Buy $40 Billion Independent Broker-Dealer

June 23, 2022

LPL Financial Recruits Ex-Wells Fargo Team

June 21, 2022

LPL Financial Launches New Program to Serve Affluent Market

June 16, 2022

SEC Charges Three Advisers for Recommending Multi-Million-Dollar Ponzi to Clients

June 15, 2022

Schwab Subsidiaries to Pay $187 Million for Misleading Robo-Adviser Clients

June 14, 2022

Grove Point Hires Former Cetera Exec as Senior Vice President of Advisor Solutions

June 9, 2022

Advisor Group’s SagePoint Adds $800 Million Team

June 8, 2022

Advisor Group to Buy $30 Billion Broker-Dealer

May 20, 2022

LPL Reports First Quarter 2022 Results, Broker Count Exceeds 20,000

May 2, 2022

LPL Financial Recruits $120 Million Father-Daughter Team

April 25, 2022

Former LPL CIO Joins Carson Group as Managing Partner and Chief Strategy Officer

April 7, 2022