Atria’s Cadaret Grant Recruits $2 Billion OSJ

April 29, 2021

LPL Financial Recruits Financial Advisor with $400 Million in Client Assets

April 29, 2021

SEC Obtains Final Judgment Against Broker Sentenced for Defrauding Retail Investors

April 23, 2021

Beacon Pointe Buys Another Texas-Based RIA

April 22, 2021

LPL Financial Recruits Team from Advisor Group’s Royal Alliance

April 20, 2021

LPL Financial Recruits Team with $800 Million in Client Assets

April 15, 2021

LPL Financial Recruits Former Concorde Duo

April 12, 2021

Atria’s Acquisition of SCF Securities Increases AUA to $95 Billion

April 12, 2021

Advisor Group’s SagePoint Recruits $583 Million Team

April 9, 2021

H. Beck Rebrands and Changes Name

April 8, 2021

LPL Financial Adds $110 Million Team to Platform

April 7, 2021

Beacon Pointe Buys $1 Billion Texas-Based RIA

April 2, 2021

SEC Charges Adviser with Defrauding Advisory Clients and Pro Athletes

April 1, 2021

Advisor Group’s SagePoint Recruits Solo Practice from LPL

March 31, 2021

LPL Financial Recruits Three Advisors from Securities America

March 30, 2021

LPL Financial Recruits Former Sagepoint Financial Team

March 26, 2021

Former Wells Fargo Advisor Goes Independent with Move to LPL Financial

March 24, 2021

SEC Bars Advisor Who Pled Guilty to Defrauding Clients Out of $2.3 Million

March 23, 2021

LPL Financial Recruits Former Royal Alliance Firm

March 16, 2021

Private Equity-Backed Mercer Advisors Buys $740 Million Firm

March 11, 2021