Aurora Securities Names President and Chief Compliance Officer
February 23, 2021
Team with $350 Million in Client Assets Returns to LPL Financial
February 19, 2021
Advisor Group Names President and CEO Of SagePoint Financial
February 10, 2021
LPL Financial Adds Former Hilltop Financial Advisor
February 9, 2021
LPL Financial Adds Former Stifel, Nicolaus Financial Advisor
February 4, 2021
Hilltop Securities Independent Network Changes Name
February 2, 2021
Atria to Buy Sixth Independent Broker-Dealer
January 29, 2021
Former UBS Duo Launch Indie Practice with LPL Financial
January 28, 2021
Mercer Buys Two RIAs with a Combined $1.6 Billion AUM
January 12, 2021
LPL Financial Recruits Former Kestra Team
January 7, 2021
LPL Financial Recruits Financial Advisor from J.P. Morgan Securities
December 28, 2020
SEC Adopts Modernized Marketing Rule for RIAs
December 23, 2020
FINRA Suspends and Fines Former Broker for Borrowing Money from Client
December 14, 2020
Raymond James to Buy $35 Billion Retirement Plan Administrator
December 11, 2020
LPL Financial Recruits Advisor from Wells Fargo
December 11, 2020
LPL Recruits $900 Million Team from Cambridge
December 8, 2020
LPL Financial to Buy Waddell & Reed’s Wealth Management Business
December 3, 2020
