Advisor Group’s Securities America Recruits Advisors from LPL and Mutual of Omaha

March 8, 2021

Former Wells Fargo Advisor Launches Independent Practice with LPL Financial

March 4, 2021

LPL Financial Adds $675 Million Team

February 25, 2021

Advisor Group Launches National Advisory Board

February 25, 2021

Aurora Securities Names President and Chief Compliance Officer

February 23, 2021

Team with $350 Million in Client Assets Returns to LPL Financial

February 19, 2021

Stratos-Backed Brown Wealth Management Increases Client Assets to $1.2 Billion with Latest Acquisition

February 12, 2021

Advisor Group Names President and CEO Of SagePoint Financial

February 10, 2021

SEC Charges Former Adviser with Fraud for Allegedly Stealing $2.3 Million from Clients

February 10, 2021

Cetera to Buy Assets of Voya’s Independent Financial Planning Channel

February 9, 2021

LPL Financial Adds Former Hilltop Financial Advisor

February 9, 2021

LPL Financial Adds Former Stifel, Nicolaus Financial Advisor

February 4, 2021

Hilltop Securities Independent Network Changes Name

February 2, 2021

Atria to Buy Sixth Independent Broker-Dealer

January 29, 2021

Former UBS Duo Launch Indie Practice with LPL Financial

January 28, 2021

Mercer Buys Two RIAs with a Combined $1.6 Billion AUM

January 12, 2021

LPL Financial Recruits Former Kestra Team

January 7, 2021

LPL Financial Recruits Financial Advisor from J.P. Morgan Securities

December 28, 2020

SEC Adopts Modernized Marketing Rule for RIAs

December 23, 2020

FINRA Suspends and Fines Former Broker for Borrowing Money from Client

December 14, 2020