Capital Investment Services Joins LPL, Bringing $775 Million in Client Assets

May 13, 2026

Arkadios Names Ex-Truist Exec Michael Childs to Helm Private Wealth Platform

May 5, 2026

Osaic Names Ex-Raymond James Exec Shannon Reid as President

December 16, 2025

Prudential Advisors Adds Former Raymond James Team With $550M-Plus Assets

December 8, 2025

LPL Adds $280M Alabama Firm, Formerly With Raymond James

October 23, 2025

Ex-Raymond James Rep Fined for Unauthorized Trades and $120K Client Gift

April 9, 2025

Wichita-Based Trio With $900M in Assets Join LPL From Raymond James

February 23, 2025

Ex-Raymond James Firm With $287 Million in Client Assets Joins Cetera

January 29, 2025

Former Investment Adviser, Sentenced for Misappropriating Millions From Clients, Now Faces SEC Charges

November 7, 2024

LPL Recent Adviser Additions Bring Nearly $500 Million in Assets

October 15, 2024

Ex-Raymond James RIA With $2.1 Billion in Assets Joins LPL Financial

October 4, 2024

Michigan RIA Files Lawsuit Over Trademark of Altruist Name

August 14, 2023

FINRA Bars Former Raymond James Broker; Fines and Suspends LPL Brokers

August 10, 2023

Raymond James to Buy $35 Billion Retirement Plan Administrator

December 11, 2020

SEC: Raymond James to Pay $15 Million for Improperly Charging Retail Investors

September 18, 2019

Artivest Names New Chief Financial Officer

July 3, 2019

Artivest Hires Former Raymond James Alternative Investment Platform Exec

June 6, 2019

Capitol Securities Recruits Former Stifel Team

April 29, 2019

Hilltop Adds Five Financial Advisors Managing $382 Million

April 23, 2019

SEC Bars Former Questar Rep Serving Time for 15-Year Ponzi Scheme

March 28, 2019