SEC Bars Former Questar Rep Serving Time for 15-Year Ponzi Scheme

March 28, 2019

Raymond James Financial to Buy Boutique Investment Bank

January 24, 2019

LPL Financial Recruits Wisconsin Bank Program from Raymond James

January 16, 2019

LPL Financial Lures Retirement & Investment Group From Raymond James

December 7, 2018

Raymond James Names Former Deutsche Bank Exec as Chief Investment Officer

November 26, 2018

FINRA Suspends and Fines Former Raymond James Broker for Accepting Monetary Gifts

August 13, 2018

FINRA Bars Former LPL Rep for Allegedly Stealing Customer Check Intended for Fee Payment

June 8, 2018

Private Equity Firm Acquires Compliance Software Provider “RIA in a Box,” Appoints New Executive Chairman

May 24, 2018

Provasi Adds Five New Hires to Sales and National Accounts Teams

February 21, 2018

Former LPL Advisory Team with $1.3 Billion in AUM Joins Focus Financial

January 19, 2018