DOL Proposes Safe Harbor for Alternative Investments in Retirement Plans

March 30, 2026

White House Clears DOL Rule on 401(k) Alts Access for Public Comment

March 25, 2026

DOL Proposes Return to ‘Core Factor’ Test for Independent Contractor Rule

February 26, 2026

DOL Submits Proposed Rule on Fiduciary Duties in Selecting Alts Investments

January 19, 2026

DOL Drops Appeal of Biden-Era Fiduciary Rule

November 25, 2025

Senators Raise Alarm Over Executive Order Paving Way for Access to Alts in 401(k)s

October 29, 2025

GOP Bill Seeks to Cement Alternative Assets in 401(k) Plans

October 16, 2025

SEC’s Atkins Signals Roundtable on Alts in 401(k)s, Citing Access and Guardrails

October 7, 2025

DOL Sides With Morgan Stanley in Deferred Compensation Conflict

September 14, 2025

GOP Senators Urge DOL to Implement EO Granting 401(k) Access to Alts

August 26, 2025

DOL Rescinds Biden-Era 401(k) Rule on Alternative Investments

August 12, 2025

Trump Executive Order Aims to Broaden 401(k) Investment Options

August 7, 2025

Senators Introduce Legislation to Standardize Independent Contractor Classification

July 10, 2025

U.S. Department of Labor Seeks Pause in Fiduciary Rule Appeals

February 13, 2025

Texas, Montana Lead 14 States in $17M Settlement With Edward Jones for Supervisory Failures

January 20, 2025

Navigating New Regulations: How Financial Advisers Can Prepare for Upcoming Compliance Challenges

November 19, 2024

Advisers Continue to Face Mounting Challenges From the SEC, FINRA and Other Regulators

October 7, 2024

Texas Court Puts the Brakes on Implementation of DOL Fiduciary Rule

July 29, 2024

The DOL’s Retirement Security Rule: A Flawed Approach to Protecting Savers

July 23, 2024

House Committee Advances Resolution to Overturn DOL Fiduciary Rule

July 11, 2024