Behringer Harvard Opportunity REIT I Declares Final Distribution
August 15, 2018
The board of Behringer Harvard Opportunity REIT I Inc., a publicly registered non-traded real estate investment trust, has declared a...
Stephanie Adamson
Articles
FSI Partners with Bill Bachrach on Client Acquisition Training Platform
August 15, 2018
The Financial Services Institute, an organization representing independent financial advisors and independent financial services firms, has partnered with Bachrach &...
Triton Pacific and Prospect Capital Plan to Merge BDC and Interval Fund
August 14, 2018
Triton Pacific Investment Corporation Inc., a publicly registered non-traded business development company, and Pathway Capital Opportunity Fund Inc., a closed-end...
Strategic Storage Growth Trust Suspends DRIP and Share Repurchases During Strategic Review Process
August 14, 2018
Strategic Storage Growth Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management, plans to...
Carter Validus REIT Finds New Tenant for Texas Hospital After Previous Tenant’s Bankruptcy
August 14, 2018
Carter Validus Mission Critical REIT Inc., a publicly registered non-traded real estate investment trust, plans to lease its Bay Area...
FS/KKR Advisor Closes New $3.4 Billion Revolving Credit Facility
August 14, 2018
FS/KKR Advisor LLC (FS/KKR), a partnership between FS Investments and KKR Credit that serves as the investment adviser to six...
FINRA Suspends and Fines Former Raymond James Broker for Accepting Monetary Gifts
August 13, 2018
The Financial Industry Regulatory Authority has suspended and fined a Robert Edward White, a former Raymond James broker, for accepting...
InvenTrust Announces Two Leadership Appointments
August 13, 2018
InvenTrust Properties Corp., a publicly registered non-traded real estate investment trust, has appointed a new board member and company executive. Amanda...
Starwood REIT Identifies Initial Property Acquisitions
August 13, 2018
Starwood Real Estate Income Trust Inc., a non-traded REIT sponsored by global real estate investment manager Starwood Capital Group, plans...
Phillips Edison Grocery Center REIT II Triples New Leases in 2Q18
August 13, 2018
Phillips Edison Grocery Center REIT II Inc., a publicly registered non-traded real estate investment trust, focused on the acquisition and...
Medley/Sierra Tri-Merger to Create Second Largest Internally Managed BDC
August 10, 2018
Sierra Income Corporation, a non-traded business development company, plans to acquire publicly-traded BDC Medley Capital Corporation (NYSE: MCC) and alternative...
FINRA: Number of Broker-Dealers and Registered Reps Decline for Second Year
August 10, 2018
The Financial Industry Regulatory Authority has published the FINRA Industry Snapshot 2018, its first annual statistical report on the brokerage...
SEC Charges Former UBS Broker in $4 Million Scam Targeting Brokerage Customers
August 10, 2018
The Securities and Exchange Commission has charged a former registered representative with allegedly defrauding his brokerage customers out of nearly...
JLL Income Property Trust Schedules Second Quarter Earnings Call
August 10, 2018
JLL Income Property Trust, a daily NAV REIT (NASDAQ: ZIPTAX; ZIPTMX; ZIPIAX; ZIPIMX), will hold a public earnings call on...
Woodbury Adds Two Colorado Advisory Firms with $378 Million in Combined AUA
August 9, 2018
Woodbury Financial Services, an independent broker-dealer in the Advisor Group network, has added Life Wealth Principles and National Financial Advisors,...
Shopoff Closes Latest Private Placement Offering
August 9, 2018
Shopoff Realty Investments, a national manager of opportunistic and value-add real estate investments, has closed its Shopoff Commercial Growth and...
Capital Square 1031 Fully Subscribes DST Offering of California Dialysis Clinic
August 9, 2018
Capital Square 1031, a sponsor of Delaware statutory trust investments, has fully subscribed CS1031 California MOB I DST, an offering...
Phillips Edison & Company Reports Significant Growth in Same-Store NOI and FFO Following Merger
August 9, 2018
Phillips Edison & Company Inc. (PECO), an internally-managed real estate investment trust that invests in grocery-anchored shopping centers, reported its...
Massachusetts Regulator Blasts SEC Best Interest Proposal, Threatens State Rule
August 8, 2018
Secretary of the Commonwealth William Galvin, the securities regulator in Massachusetts, has submitted comments to the Securities and Exchange Commission...
FINRA Suspends Former Baird Broker for Borrowing $70,000 from a Client
August 8, 2018
The Financial Industry Regulatory Authority issued a five-month suspension and $10,000 fine against broker Patrick Jermaine Phillips for borrowing funds...
