Four Springs TEN31 Xchange Fully Subscribes Two DST Offerings
September 19, 2018
Four Springs TEN31 Xchange LLC, a sponsor of Delaware statutory trust programs, has fully subscribed FSC Healthcare III DST and...
Stephanie Adamson
Articles
Blackstone REIT Updates NAV Per Share
September 19, 2018
Blackstone Real Estate Income Trust, a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE: BX),...
SEC Charges Michigan Rep for Alleged $2.7 Million Investment Scam
September 19, 2018
The Securities and Exchange Commission has charged a former registered representative with defrauding his brokerage customers, including many elderly retirees...
Steadfast Capital Markets Group Announces Layoffs, Suspends Sole Open Offering
September 18, 2018
Stira Capital Markets Group, the capital markets division of Steadfast Companies, has reportedly laid off multiple employees and is exiting...
LPL Financial Recruits $300 Million Firm from Cetera
September 18, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Multop Financial to its broker-dealer and corporate registered investment advisor...
Lightyear-Backed Wealth Enhancement Group Buys $276 Million Advisory Practice
September 18, 2018
Wealth Enhancement Group, an independent wealth management firm backed by Lightyear Capital that oversees $9.3 billion in client assets, plans...
HC Government Realty Trust Buys FBI Resident Agency Office in Champaign, Illinois
September 18, 2018
HC Government Realty Trust Inc., a Regulation A REIT that invests in federally-leased properties, has purchased a Federal Bureau of...
Carter Validus Mission Critical REITs Name New Officers
September 17, 2018
The board of Carter Validus Mission Critical REIT II Inc., a publicly registered non-traded real estate investment trust, has named...
Time Equities Expands European Footprint with $57 Million Italian Debt Purchase
September 17, 2018
Time Equities Inc., a sponsor of private placement offerings and custom 1031 exchanges, has expanded its European presence to Italy...
SEC Charges Advisor in Alleged $13 Million Fraud Against Teachers and Retirees
September 17, 2018
The Securities and Exchange Commission has charged an Indianapolis-based investment advisory firm and its sole owner with selling approximately $13...
EP Wealth Acquires Another California-Based RIA
September 17, 2018
EP Wealth Advisors LLC, an independent registered investment adviser, has acquired Caves & Associates Inc., a $191 million RIA based...
Industrial Property Trust Withdraws Pre-Effective Registration Statement
September 14, 2018
Industrial Property Trust Inc., a publicly registered non-traded real estate investment trust, has withdrawn its pre-effective registration statement for a...
LPL Recruits Former Lincoln Financial Firm with $200 Million in Client Assets
September 14, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Richmond, Virginia-based Moore Financial Services to its broker-dealer and corporate...
Everest Completes Unsolicited Tender Offer for Shares of CNL Healthcare
September 14, 2018
Everest REIT Investors I LLC and Everest REIT Investors III LLC, two privately-held real estate investment companies, have completed their...
Youngwoo & Associates and Equitymultiple Partner to Launch Opportunity Zone Fund
September 14, 2018
New York based developer Youngwoo & Associates and Equitymultiple, a commercial real estate investment startup, have partnered to create an...
Bluerock Names Former Morgan Stanley Exec to Head National Accounts
September 13, 2018
Bluerock Capital Markets, a distributor of investment products and the dealer manager for Bluerock Real Estate, has hired former executive...
Larry Roth Launches New Consulting Firm, Partners with Berkshire Global Advisors
September 13, 2018
Financial services industry veteran Larry Roth has launched RLR Strategic Partners, a growth consultancy focused on the retail wealth management...
Massachusetts Regulator Sweeps 63 Broker-Dealers Selling GPB Private Placements
September 13, 2018
The Massachusetts Securities Division has launched an investigation into independent broker dealers’ sales practices in connection with private placements sponsored...
American Beacon Advisors and Apollo Global Management Launch Interval Fund
September 13, 2018
Investment advisory services provider American Beacon Advisors Inc. and alternative investment manager Apollo Global Management LLC (NYSE: APO), have partnered...
Chief Accounting Officer Resigns from Two UDF REITs
September 12, 2018
David Hanson has voluntarily resigned from his positions at United Development Funding IV (OTCMKTS: UDFI) and United Development Funding Income...
