LPL Recruits $500 Million Team Formerly with Cadaret Grant
October 24, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Beltz Ianni & Associates LLC to its broker-dealer and corporate...
Stephanie Adamson
Articles
Mackenzie Launches Tender Offer for Shares of CNL Healthcare
October 24, 2018
MacKenzie Realty Capital Inc., a non-traded business development company, has launched an unsolicited tender offer for shares of CNL Healthcare...
DOL to Introduce Fiduciary Rule in September 2019
October 23, 2018
The Department of Labor plans to introduce a revised final fiduciary rule in September 2019 after the previous version was...
Cresset Capital and Diversified Real Estate Capital to Launch Opportunity Zone Fund
October 23, 2018
Cresset Capital Management has partnered with Diversified Real Estate Capital to launch a new fund that will invest in qualified...
CR Capital Names Former Stira Capital Markets VP to Head National Accounts
October 23, 2018
CR Capital Group, a developer of distribution platforms, has named Sean McEntegart as senior vice president of national accounts. In...
First Capital Real Estate Trust Appoints New Treasurer and COO
October 23, 2018
First Capital Real Estate Trust, a publicly registered non-traded real estate investment trust, has appointed Manny Foutoulis as treasurer and...
Treasury Department Issues Guidelines on Opportunity Zone Program
October 22, 2018
The Treasury Department has issued its much-awaited guidelines for the new opportunity zone program which offers significant tax benefits to...
Blackstone REIT Updates NAV Per Share
October 22, 2018
Blackstone Real Estate Income Trust, a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE: BX),...
LPL Recruits $520 Million Firm from Cambridge
October 22, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Premier Investments of Iowa Inc. to its broker-dealer and corporate...
Priority Income Fund Launches Preferred Stock Offering
October 22, 2018
Priority Income Fund Inc., a registered closed-end fund, is offering up to $22.5 million in shares of its 6.25% Series...
SEC Bars Financial Adviser for Stealing $9 Million from Charitable Foundation
October 19, 2018
The Securities and Exchange Commission has barred New York-based investment adviser John H. Rogicki for his role in defrauding a...
Artivest Hires Kamal Jafarnia as General Counsel and Chief Compliance Officer
October 19, 2018
Artivest, an alternative investment technology firm, has hired 25-year industry veteran Kamal Jafarnia as general counsel and chief compliance officer....
Penzance Closes First Real Estate Private Equity Fund
October 19, 2018
Real estate investment company Penzance has closed its first real estate private equity fund, the Penzance DC Real Estate Fund...
Securities America Recruits Advisory Duo From Cadaret Grant
October 19, 2018
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added JSD Associates to its...
Dawn Bennett Convicted of Fraud in $20 Million Ponzi Scheme
October 18, 2018
A Maryland federal jury convicted former financial adviser and radio talk show host Dawn Bennett for defrauding investors out of...
Bridge Investment Group Launches Qualified Opportunity Zones Initiative
October 18, 2018
Bridge Investment Group, a privately held real estate investment management firm, is launching an initiative that targets investment in development...
LPL Financial Adds $180 Million Team from Cetera
October 18, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Winebrenner Financial Services to its broker-dealer and corporate registered investment...
CrowdStreet Plans $170 Million Series of Diversified CRE Products
October 18, 2018
CrowdStreet, an online crowdfunding platform for commercial real estate investing, is raising $25 million for the company’s first CrowdStreet Blended...
Bluerock Value Exchange Fully Subscribes 1031 Exchange Offering in Less Than Three Months
October 16, 2018
Bluerock Value Exchange LLC, a national sponsor of syndicated 1031 exchange offerings, has fully subscribed its offering of BR Grand...
NorthStar Healthcare Income Limits Share Repurchase Program
October 16, 2018
NorthStar Healthcare Income Inc., a publicly traded real estate investment trust, has amended its share repurchase program, effective October 29,...
