Mercer Advisors Acquires Beacon Wealth Management
November 7, 2018
Mercer Advisors Inc., a registered investment advisor backed by private equity firm Genstar Capital, has acquired Beacon Wealth Management, a...
Stephanie Adamson
Articles
CV Data Center Growth & Income REIT Buys St. Louis Data Center
November 7, 2018
CV Data Center Growth & Income REIT, a Regulation D real estate investment trust, has purchased a data center property...
Cottonwood Multifamily REIT I Reports Third Consecutive NAV Increase
November 6, 2018
The board of Cottonwood Multifamily REIT I Inc., a Regulation A+ real estate investment trust, has approved an updated net...
Advisor Group’s Royal Alliance Completes Acquisition of Signator Investors
November 6, 2018
Royal Alliance Associates, one of Advisor Group's four independent wealth management firms, has closed its acquisition of Signator Investors Inc.,...
Triad Advisors Adds $850 Million Team from Wells Fargo
November 6, 2018
Triad Advisors LLC, an independent advisory and brokerage firm and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has...
Greenbacker Buys Two Solar Facilities in Eastern North Carolina
November 6, 2018
Greenbacker Renewable Energy Company LLC, a publicly registered, non-traded limited liability company that invests in alternative energy projects, has acquired...
Grey Ops to Build Headquarters in Maryland Opportunity Zone
November 5, 2018
Grey Ops LLC, a federal technology-contracting firm that produces an explosion mitigation technology called Silent Spring, plans to construct an...
Capital Square 1031 Fully Subscribes its Largest DST Portfolio to Date
November 5, 2018
Capital Square 1031, a sponsor of Delaware statutory trust investments, announced that CS1031 Diversified Dialysis Portfolio DST, comprised of nine...
SEC Charges Former Next Financial Adviser with $3.9 Million Fraud
November 5, 2018
The Securities and Exchange Commission has charged a former Next Financial registered representative and investment adviser in Altoona, Pennsylvania, with...
Ladenburg’s Highland Capital Acquires Certain Assets of Four Seasons Financial Group
November 5, 2018
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded diversified financial services company based in Miami, Florida, announced that its...
Guest Article: The Mysteries of Investments with Conservation Easements
November 5, 2018
By: Michael C. Ning This weekend, I was lucky enough to be invited to a 2018 due diligence symposium, which was...
Former LPL Broker Sentenced to 20 Years for Stealing $1.8 Million from Clients
November 2, 2018
Sonya Camarco, a former broker at LPL Financial, was sentenced to 20 years in prison pleading guilty to diverting more...
HD Vest CEO to Resign in Two Weeks
November 2, 2018
HD Vest Financial Services, a tax-focused broker-dealer with $45 billion in total client assets, announced that Bob Oros is stepping...
Nuveen Global Cities REIT Buys Retail Shopping Center Near Houston
November 2, 2018
Nuveen Global Cities REIT Inc., a publicly registered non-traded real estate investment trust, has purchased Main Street at Kingwood located...
Kestra Financial Hires New Vice President of Business Development
November 2, 2018
Kestra Financial Inc., an independent advisor platform headquartered in Austin, Texas, has hired 20-year financial services veteran Austin Moon III...
NYC Planning Commissioner’s Viceroy Equities Launches Opportunity Zone Fund
November 1, 2018
Viceroy Equities LLC, a New York-based investment and hedge fund management firm, has launched the $75 million B'KOZ Opportunity Zone...
LPL Recruits $800 Million Team from Signator
November 1, 2018
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Seattle First Asset Management LLC to its broker-dealer and corporate...
W.P. Carey Completes $5.9 Billion Merger with its Non-Traded REIT
November 1, 2018
W.P. Carey, a net lease real estate investment trust, has completed the merger with one of its managed funds, Corporate...
Capital Square 1031 Fully Subscribes DST Offering of Corporate Headquarters in Jacksonville, Florida
November 1, 2018
Capital Square 1031, a sponsor of Delaware statutory trust investments, has fully subscribed CS1031 Jacksonville FL HQ DST, an offering...
FINRA Fines LPL Nearly $2.8 Million for Complaint Reporting Violations and AML Program Failures
October 31, 2018
The Financial Industry Regulatory Authority has fined LPL Financial LLC $2.75 million for complaint-reporting and anti-money laundering program failures that...
