Why RIA Distribution Stalls: Addressing Operational Gaps

Mark Hendrickson, Director, Product Management – Private Market Solutions | DTCC Tampa

Entering the RIA channel requires more than a compelling investment strategy—it demands the right operational infrastructure. July’s Retail Readiness™ webinar will focus on key components such as custodians, transfer agents, and the processes that support advisor access and investor onboarding. We’ll discuss what RIAs and their platforms expect, where sponsors often encounter friction, and how to prepare your operations to support a smoother path to market.