LPL’s Genesis Wealth Management Adds Seven Advisors
September 12, 2018
Genesis Wealth Management, an independent firm on LPL Financial’s broker-dealer and registered investment advisor platforms, has added seven advisors previously...
Stephanie Adamson
Articles
InPoint Commercial Real Estate Income Originates $12.8 Million First Mortgage Loan
September 12, 2018
InPoint Commercial Real Estate Income Inc., a commercial mortgage real estate investment trust sponsored by Inland Real Estate Investment Corporation...
Elad Roisman Sworn in as SEC Commissioner
September 12, 2018
Elad Roisman was sworn in as an SEC commissioner on Tuesday by Chairman Jay Clayton following his confirmation by the...
AltsWire Q&A with Tony Chereso, President and CEO of the Institute for Portfolio Alternatives
September 12, 2018
IPAVision 2018 is coming up on September 24-26 in Chicago. The annual event has become known for its “State of the...
MacKenzie Launches Unsolicited Tender Offer for 2 Million Shares of Inland REIT
September 11, 2018
MacKenzie Capital Management LP and its affiliates have launched an unsolicited tender offer to purchase up to 2 million shares...
Megatel Appoints Vice President of Sales and Operations
September 11, 2018
Megatel Capital Investment, the capital markets division of Megatel Homes, has promoted Kris Masias to vice president of sales desk...
SEC Charges Former Energy Company President with Acting as Figurehead for $15 Million Fraud
September 11, 2018
The Securities and Exchange Commission has charged Robert William Dorrance, the former president of Tennessee-based energy company Southern Energy Group,...
Sponsored: Bluerock Reports Record Capital Raise of Over $75 Million for the Month of August; Continues Its Rapid Rise Among Top Sponsors Within Direct Investment Industry
September 11, 2018
Bluerock Capital Markets, LLC (the “Company”), a distributor of institutional alternative investment products, and the dedicated dealer manager for Bluerock...
Capital Square 1031 Buys Newly Constructed Memory Care Facility Near Houston
September 11, 2018
Capital Square 1031, a real estate investment and management firm specializing in Delaware statutory trust offerings, has purchased a newly-constructed,...
Massachusetts Orders NPH Broker-Dealer to Refund Investors for Non-Traded REIT Sales
September 10, 2018
The Massachusetts Securities Division has ordered SII Investments Inc., an independent broker-dealer within the National Planning Holdings network, to pay...
Starwood REIT Appoints BlackRock as Sub-Advisor
September 10, 2018
Starwood REIT Advisors LLC, the external advisor to non-traded REIT Starwood Real Estate Income Trust, has appointed BlackRock Financial Management...
SmartStop REIT Eliminates Acquisition Fees, Increases Asset Management Fee
September 10, 2018
Strategic Student & Senior Housing Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management,...
First Capital Real Estate Trust Appoints Former W. P. Carey Exec as CFO
September 10, 2018
First Capital Real Estate Trust, a publicly registered non-traded real estate investment trust, has appointed Jeffrey Zomback as its new...
CNL Healthcare Properties II to Close Offering and Explore Liquidity Options
September 7, 2018
The board of CNL Healthcare Properties II, a publicly registered non-traded real estate investment trust, has elected to not pursue...
Ladenburg Thalmann Subsidiary Acquires Insurance Distribution Business with 3,000 Advisors
September 7, 2018
Ladenburg Thalmann Annuity Insurance Services LLC (LTAIS), a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS...
SEC Charges Former Raymond James Branch Manager for Facilitating $21 Million Fraud
September 7, 2018
The Securities and Exchange Commission filed charges against Joel N. Burstein, a former registered representative and branch manager with Raymond...
LPL’s Gladstone Appoints Former UBS Exec as President of Private Client Group
September 7, 2018
Gladstone Wealth Group, a registered investment advisor affiliated with LPL Financial, the nation's largest independent broker-dealer, has named Robert Limmer...
Senate Confirms Elad Roisman as Fifth SEC Commissioner
September 6, 2018
The Senate confirmed Elad Roisman in an 85-14 vote on Wednesday to serve as a member of the Securities and...
SEC Charges Cannabis Investment Fund and Founder with Defrauding Investors
September 6, 2018
The Securities and Exchange Commission has charged a Texas-based investment fund and its founder with defrauding investors with false promises...
Four Springs Capital Trust Buys Two Automotive Service Center Properties
September 6, 2018
Four Springs Capital Trust, an internally managed private real estate investment trust, has purchased two automotive service centers that will...
