SCOTUS to Hear Oral Arguments Today in Case That Threatens to Upend Use of ALJs
November 29, 2023
The U.S. Supreme Court is set to hear oral arguments this morning in Securities and Exchange Commission v. Jarkesy, a...
Rafael Novales
Articles
Constitutional Crossroads: Implications of SEC v. Jarkesy on Judicial Integrity
November 29, 2023
In my doctoral research, I have approached the imminent Supreme Court case, SEC v. Jarkesy, as a constitutional crossroads, critically...
Commonwealth Recruits Former Lincoln Investment Team with $3 Billion AUM
November 29, 2023
Commonwealth Financial Network announced that Mammini Company, a former Lincoln Investments firm based in San Diego has joined its network...
FINRA Censures and Fines TD Private Client Wealth $600,000
November 29, 2023
The Financial Industry Regulatory Authority and TD Private Client Wealth LLC have agreed to settle charges that the firm failed...
Strategic Storage Trust VI Acquires Land for Canadian Self-Storage Development
November 29, 2023
Strategic Storage Trust VI Inc., an affiliate of SmartStop Self Storage REIT Inc., a self-managed non-traded real estate investment trust,...
Cetera Completes Acquisition of Avantax
November 28, 2023
Avantax Inc. (NASDAQ: AVTA), a tax-focused financial planning firm, and the parent company of Cetera Financial Group, one of the...
Guest Contributor: How to Use Asset Allocation in Real Estate Advising
November 28, 2023
Clients expect their advisors and representatives to diversify their liquid holdings based on the combination of their total financial picture...
Cove Capital Fully Subscribes Debt-Free DST Offering
November 28, 2023
Cove Capital Investments LLC, a private equity real estate firm and Delaware statutory trust sponsor, announced its Cove Essential Net...
Peakstone Realty Trust Terminates Executive Vice President
November 28, 2023
Peakstone Realty Trust (NYSE: PKST), formerly a publicly registered non-traded real estate investment trust known as Griffin Realty Trust, announced...
FINRA Fines and Suspends Former Worden Rep for Reg BI Violations
November 28, 2023
The Financial Industry Regulatory Authority and former registered representative Troy Allen Orlando have agreed to settle charges that he “willfully...
Annual Non-Traded Alts Fundraising Reaches $58 Billion, Led by BDCs and Interval Funds
November 27, 2023
Alternative investment fundraising totaled $57.8 billion year-to-date through October, led by non-traded business development companies at $15.8 billion, interval funds...
FINRA Suspends and Fines Former Morgan Stanley Advisor for Private Securities Transaction
November 27, 2023
The Financial Industry Regulatory Authority suspended and fined former Morgan Stanley advisor Sara Qazi after she participated in a private...
Another Rep Suspended by FINRA Over Reg BI Violation
November 27, 2023
The Financial Industry Regulatory Authority suspended Joao A. Pinto after he recommended a series of trades in one senior customer's...
Sila Realty Trust Board Neutral on $5.62 Unsolicited Tender Offer
November 27, 2023
The board of Sila Realty Trust Inc., a publicly registered, non-traded real estate investment trust formerly known as Carter Validus...
AltsWire Welcomes Griffin Capital Company as New Directory Sponsor
November 27, 2023
In observance of Thanksgiving, AltsWire is not publishing today
November 23, 2023
DSTs Raise Nearly $500 Million in October, on Pace for $5.2 Billion in 2023
November 22, 2023
Fundraising for Delaware statutory trust offerings, typically used to facilitate securitized 1031 exchanges, totaled just over $4.3 billion for the...
Passco/Greystone Joint Venture Acquires $124 Million Tennessee Property for DST Offering
November 22, 2023
Passco Companies LLC, a sponsor of Delaware statutory trust offerings and other alternative investments, in conjunction with its joint venture...
Cove Capital Buys Virginia Distribution Center for DST Offering
November 22, 2023
Cove Capital Investments LLC, a private equity real estate firm and Delaware statutory trust sponsor, completed the purchase of a...
