Rafael Novales, Author at AltsWire

Red Oak Capital Holdings Provides $4.25 Million Bridge Loan

November 9, 2023

Red Oak Capital Holdings LLC, a national commercial real estate finance company and Regulation A+ sponsor, has provided a $4.25-million...

U.S. Supreme Court to Hear Case Challenging Administrative Law Judges Later This Month

November 8, 2023

The U.S. Supreme Court is set to hear oral arguments later this month in Jarkesy v. Securities and Exchange Commission,...

American Healthcare REIT Enters Option Agreement to Expand Ownership of its Largest Senior Care Operator

November 8, 2023

American Healthcare REIT Inc., a non-traded real estate investment trust formed by the 2021 merger of Griffin-American Healthcare REIT III,...

Robert W. Baird & Co. Agrees to Pay $519,000 in Restitution for Excess Charges and Fees

November 8, 2023

The Financial Industry Regulatory Authority censured and ordered restitution from Robert W. Baird & Co. Inc. after 2,300 customer accounts...

LPL Recruits Former United Planners Team with $225 Million in Assets

November 8, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that GER Loftin Wealth Advisors has joined LPL Financial’s broker-dealer, registered...

Opportunity Zone Funds Continue Tepid Equity Raise in Q3

November 7, 2023

Novogradac & Company, an accounting and consulting firm that specializing in federal tax credits, announced that qualified opportunity funds tracked...

FINRA Fines and Suspends Two Advisers for Failure to Report Felony Charges

November 7, 2023

The Financial Industry Regulatory Authority fined and suspended two advisers, Joseph S. Hanson and Brian K. Shey, for failing to...

Cantor Fitzgerald and Harbor Group Acquire Multifamily Community

November 7, 2023

A joint venture between Cantor Fitzgerald L.P., a financial services and real estate investment company, and Harbor Group International LLC,...

Adviser Investments Rebrands as RWA Wealth Partners

November 7, 2023

Adviser Investments, an independent wealth management firm, announced its rebranding as RWA Wealth Partners. The rebrand follows the successful merger...

Sponsored: The True Life Companies Elite Fund III LLC Sells Silicon Valley and San Diego Parcels with Plans to Bring New For-Sale Housing

Concorde Investment Services Names New CEO and President

November 6, 2023

Concorde Investment Services, an SEC-registered investment advisor, broker-dealer and insurance firm based in Michigan, announced the appointment of Danielle Delongchamp...

ExchangeRight Appoints President of Strategic Relations

November 6, 2023

ExchangeRight, a sponsor of Delaware statutory trusts and real estate investment trust investments, has announced that Geoff Flahardy has been...

Red Oak Capital Holdings Adds to Acquisitions and Sales Teams

November 6, 2023

Red Oak Capital Holdings LLC, a national commercial real estate finance company and Regulation A+ sponsor, announced the addition of...

FINRA Fines and Suspends Former CEO of Wentworth Management Services

November 3, 2023

Ryan A. Morfin, the former CEO of Wentworth Management Services, a broker-dealer aggregator whose subsidiaries include Purshe Kaplan Sterling Investments...

Another Silver Star Properties REIT CEO Quits

November 3, 2023

Silver Star Properties REIT Inc., a non-traded real estate investment trust formerly known as Hartman Short Term Income Properties XX...

NexPoint Real Estate Finance Launches $400 Million Preferred Stock Offering

November 3, 2023

NexPoint Real Estate Finance Inc. (NYSE: NREF), a publicly traded real estate investment trust externally advised by an affiliate of...

Inspired Healthcare Capital Breaks Ground on $20.8 Million Property

November 3, 2023

Inspired Healthcare Capital LLC, a private equity firm specializing in senior housing investments, announced the start of construction on Winery...

Former Ameriprise Advisors with $550 Million Book Join LPL Financial

November 3, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that five financial advisors with ViewPoint Wealth Partners have joined LPL Financial’s...