SEC Reports Record Enforcement Results for Fiscal Year 2023
November 15, 2023
The Securities and Exchange Commission disclosed its enforcement results for fiscal year 2023, showcasing a significant uptick in actions taken...
Rafael Novales
Articles
Sila Realty Trust Reports 12% Growth in Net Income During Third Quarter 2023
November 15, 2023
Sila Realty Trust Inc., a publicly registered, non-traded real estate investment trust formerly known as Carter Validus Mission Critical REIT...
Inland Private Capital Delivers Missouri Self-Storage Property
November 15, 2023
Inland Private Capital Corporation, a privately held alternative investment management firm and a member of The Inland Real Estate Group...
AltsWire Welcomes Hines as New Directory Sponsor
November 15, 2023
Starwood REIT Reports Negative Returns Through 3Q23, Lower Redemption Requests
November 14, 2023
Starwood Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by Starwood Capital Group, provided...
Five Questions for: Lighthouse Life CEO Michael Freedman
November 14, 2023
In AltsWire’s new “5 Questions for” series, the editorial team interviewed Lighthouse Life’s chief executive officer, Michael Freedman. Lighthouse Life...
Two Reps with Focus on Alts Join IBN Financial
November 14, 2023
IBN Financial Services Inc., a New York-based broker-dealer and registered investment advisor, announced the addition of two advisers who focus...
FINRA Fines Haywood USA $175,000 for Failure to Perform Due Diligence
November 14, 2023
The Financial Industry Regulatory Authority censured and fined Haywood Securities (USA) Inc. after the firm recommended 134 sales totaling almost...
Capital Square Secures Long-Term Debt for Virginia OZ development; Pays Special Distribution
November 13, 2023
Capital Square, a sponsor of tax-advantaged real estate investments, announced that the company has secured $76.5 million of fixed-rate, permanent...
CIM Interval Fund Raises Distribution Rate by 21%
November 13, 2023
CIM Real Assets & Credit Fund, a continuously offered closed-end interval fund, has raised its annualized distribution rate from 7.0%...
FINRA Censures and Fines Parsonex Capital Markets Over Form CRS Omissions
November 13, 2023
Parsonex Capital Markets LLC has consented to a fine and censure from The Financial Industry Regulatory Authority after they omitted...
Choreo LLC Acquires Wealth Management Business of BDO USA
November 13, 2023
Choreo LLC, a company that provides investment advisory services, financial planning and other wealth management services to individuals and businesses,...
SEC Charges Unregistered Adviser with Running $5.9 Million Ponzi Scheme
November 10, 2023
The Securities and Exchange Commission charged Connecticut-based unregistered investment adviser John A. Masanotti, Jr. and his company, Middlesex Mortgage Group...
1031 Crowdfunding Launches Private Senior Housing REIT Offering
November 10, 2023
1031 Crowdfunding, an online marketplace for investors seeking 1031 exchange-qualified properties, announced the launch of Covenant Senior Housing REIT Inc.,...
Aphorio Carter Acquires Tennessee Data Center Property
November 10, 2023
Aphorio Carter Fund Management Company LLC, the infrastructure and data center division of Carter Funds, announced that it has acquired...
JVM Realty Corp. Acquires Chicago Apartment Community
November 10, 2023
JVM Realty Corp., a multifamily real estate investment and property management firm, announced that it has acquired Ellison Apartments, a...
Former Cambridge and Wells Fargo Advisers Join LPL Financial
November 10, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Brad Sicoff and Bruce Porter of SYV Wealth...
ExchangeRight Adds Industry Vet as Director of National Accounts
November 9, 2023
ExchangeRight, a sponsor of Delaware statutory trusts and real estate investment trust investments, announced that the company has hired Kara...
Industry Trade Groups Push for Extension to DOL Fiduciary Rule Comment Period
November 9, 2023
The Alternative & Direct Investment Securities Association and the Institute for Portfolio Alternatives joined sixteen other financial services trade groups...
Cambridge Hires Two Senior Vice Presidents
November 9, 2023
Cambridge Investment Research, an independent financial solutions firm serving over 3,800 financial professionals across the country, announced that Greg Turner...
