CoastalOne Rebrands; Changes Name to Realta Wealth
January 3, 2024
CoastalOne, a wealth management firm, announced that it has changed its name and rebranded to Realta Wealth to reflect the...
Rafael Novales
Articles
Silver Star Properties REIT Appoints General Counsel and Corporate Secretary
January 3, 2024
Silver Star Properties REIT, a publicly registered non-traded real estate investment trust formerly known as Hartman Short Term Income Properties...
More Shots Fired in Silver Star/Hartman War; More Employees Quit Silver Star
January 2, 2024
With the latest shot in the ongoing battle between Silver Star Properties REIT, a publicly registered non-traded real estate investment...
The SEC on Trial: Reining in Unchecked Power
January 2, 2024
As the Supreme Court deliberates a pivotal case challenging the enforcement authority of the Securities and Exchange Commission, the U.S....
FINRA’s Legality, Billion-Dollar Fraud Trials: Securities Cases to Watch in 2024
January 2, 2024
(Reuters) - Courts in 2024 are poised to decide challenges to the power of U.S. financial regulators, while juries in...
AltsWire’s Top 10 Stories of 2023
January 1, 2024
As the year comes to an end, AltsWire has compiled a list of our Top 10 most-read news stories of...
BGO Chief Economist Lists Top 10 Predictions for 2024
December 29, 2023
Ryan Severino, chief economist and head of U.S. research at BGO, an international real estate firm with $83 billion of...
Octave Holdings Expands Real Estate Fund Portfolio with New York Acquisition
December 29, 2023
Octave Holdings and Investments LLC, a privately held real estate investment company, has acquired Freedom Plaza in Rome, New York...
SEC Charges “Entrepreneur” with $360K Fraud
December 29, 2023
The Securities and Exchange Commission announced that it has charged Diana Mae Fernandez, a "self-styled entrepreneur," with conducting a $360,000...
Another KBS REIT Warns It May Be Unable to Continue as a ‘Going Concern’
December 28, 2023
KBS Real Estate Investment Trust III Inc., a publicly registered non-traded real estate investment trust, indicated in a recent filing...
LPL Financial Fined $5.5 Million by FINRA
December 28, 2023
The Financial Industry Regulatory Authority has censured and fined LPL Financial LLC, the nation’s largest independent broker-dealer, for failing to...
Independent Financial Group Ordered to Pay $1 Million for Unsuitable Private Investments
December 28, 2023
Independent Financial Group LLC, an independent broker-dealer, along with a former registered representative was ordered by the Financial Industry Regulatory...
Hartman Fires Back at Silver Star Board
December 27, 2023
Allen Hartman, former CEO of Silver Star Properties REIT, a publicly registered non-traded real estate investment trust formerly known as...
SEC Obtains Temporary Restraining Order Against Alleged Arizona Fraudster Jonathan Larmore
December 27, 2023
The Securities and Exchange Commission has obtained an order appointing a receiver over ArciTerra Companies LLC and its related affiliates....
FINRA Fines and Suspends Former WestPark, Skyway Rep for Unauthorized Private Transactions
December 27, 2023
The Financial Industry Regulatory Authority fined and suspended Mitchell S. Morrison for participating in private securities transactions without providing prior...
Former Raymond James Advisor with $130 Million in Assets Joins LPL Platform
December 27, 2023
LPL Financial, the nation’s largest independent broker-dealer, announced that financial advisor Stephen Freeman has joined Citizens Wealth Management, the wealth...
Non-Traded Alts on Pace to Raise $70 Billion in 2023 Says Stanger
December 26, 2023
Year-to-date 2023 non-traded alternative investment fundraising totaled nearly $64 billion through November, according to the latest research provided by investment...
StratCap Wireless Sells Fund Assets for 40% Gain
December 26, 2023
StratCap LLC, announced that its wireless infrastructure division, StratCap Wireless, has completed the sale of substantially all of the assets...
Walton Global Sells 129-Acres in DFW for Development
December 26, 2023
Walton Global, a real estate investment and land asset management company, announced the sale of 129 acres within the Princeton...
Cetera Completes Equity Reinvestment Transaction with Genstar Capital
December 26, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced today the close of the reinvestment...
