Rafael Novales, Author at AltsWire

SEC Charges Ex-Adviser With Defrauding Account Holders

January 26, 2024

The Securities and Exchange Commission charged Jesus Rodriguez with fraud for misappropriating nearly $3.5 million from at least 10 brokerage...

Cohen & Steers REIT Makes First Acquisition

January 26, 2024

Cohen & Steers Income Opportunities REIT Inc., a non-traded REIT sponsored by investment management firm Cohen & Steers (NYSE: CNS),...

SEC Settles Charges Against RIA That Misled PA Public Employees’ Pension Fund

January 26, 2024

The Securities and Exchange Commission settled charges against Aon Investments USA Inc., a Chicago-based registered investment adviser, and the firm’s...

Sponsored: Four Springs Capital Partners to Enhance 1031 Exchange Reporting

Cetera Completes Minority Investment in $2.8 Billion Arizona OSJ

January 25, 2024

Cetera Financial Group – one of the nation’s largest networks of independently managed broker-dealers – has made a minority investment...

Silver Star Announces Flip-In Event/Double Share Increase in Latest Move Against Hartman

January 25, 2024

The war between Silver Star Properties REIT, a publicly registered non-traded real estate investment trust formerly known as Hartman Short...

SEC Bars Florida Man Who Operated $35 Million Ponzi Scheme

January 25, 2024

A settlement was offered and accepted in the civil action, Securities and Exchange Commission v. Seaman, et. al. Brent Seaman...

The True Life Companies Sells Residential Site to Core Spaces

January 25, 2024

The True Life Companies and its subsidiaries TTLC Elite Fund I LP, TTLC Elite Fund II LLC, and TTLC Elite...

LPL Recruits $615 Million Team from Raymond James

January 25, 2024

Financial adviser Wayne Maier and the team at Maier & Associates Financial Group has joined LPL Financial’s broker-dealer, RIA, and custodial platforms. The firm reported...

Hines Global Acquires $117.5 Million California Multifamily Asset

January 24, 2024

Hines announced that Hines Global Income Trust, Inc. – a public, non-listed real estate investment trust sponsored by Hines –...

ARCTRUST Fully Subscribes Ohio Industrial Facility DST Offering

January 24, 2024

ARCTRUST Private Capital, the capital markets division of the ARCTRUST Group of Companies, announced that it has fully subscribed ARCTRUST...

Settlement Reached in Case of Former Morgan Stanley Adviser Who Defrauded Elderly

January 24, 2024

A settlement was reached in the civil action, Securities and Exchange Commission v. Douglas McKelvey. Former financial adviser McKelvey admitted...

LODAS Leverages AI Tools to Enhance Market Data Offering, Alts Investments Transparency

January 24, 2024

LODAS Markets, an automated online marketplace matching buyers and sellers of non-traded, real estate investment trusts and other alternatives, unveiled...

FSI Adds Three to Board of Directors

January 24, 2024

The Financial Services Institute announced new members to its board of directors and its 2024 executive committee. All three individuals...

Capital Square Appoints Co-Chief Investment Officers

January 23, 2024

Capital Square, a sponsor of Delaware statutory trust and other private placement offerings, named Jon Trott and Dave Platter to...

SEC Charges Prosperity Investments in Ponzi Scheme Targeting Nigerian Americans

January 23, 2024

The Securities and Exchange Commission charged Loganville, Ga., resident Prosper E. Beyond Moore and the entity he controls, Prosperity Investments...

Carter Exchange Acquires Texas Industrial Property for DST Offering

January 23, 2024

Carter Exchange Fund Management Company, LLC, a national real estate company focused on tax-advantaged investment strategies, announced the acquisition of...