FINRA Fines and Suspends Two Advisers for Failure to Report Felony Charges
November 7, 2023
The Financial Industry Regulatory Authority fined and suspended two advisers, Joseph S. Hanson and Brian K. Shey, for failing to...
Rafael Novales
Articles
Cantor Fitzgerald and Harbor Group Acquire Multifamily Community
November 7, 2023
A joint venture between Cantor Fitzgerald L.P., a financial services and real estate investment company, and Harbor Group International LLC,...
Adviser Investments Rebrands as RWA Wealth Partners
November 7, 2023
Adviser Investments, an independent wealth management firm, announced its rebranding as RWA Wealth Partners. The rebrand follows the successful merger...
Sponsored: The True Life Companies Elite Fund III LLC Sells Silicon Valley and San Diego Parcels with Plans to Bring New For-Sale Housing
November 7, 2023
The True Life Companies Elite Fund III LLC, a company focused on supplying entry-level housing options to homebuilding firms in...
Concorde Investment Services Names New CEO and President
November 6, 2023
Concorde Investment Services, an SEC-registered investment advisor, broker-dealer and insurance firm based in Michigan, announced the appointment of Danielle Delongchamp...
ExchangeRight Appoints President of Strategic Relations
November 6, 2023
ExchangeRight, a sponsor of Delaware statutory trusts and real estate investment trust investments, has announced that Geoff Flahardy has been...
Red Oak Capital Holdings Adds to Acquisitions and Sales Teams
November 6, 2023
Red Oak Capital Holdings LLC, a national commercial real estate finance company and Regulation A+ sponsor, announced the addition of...
FINRA Fines and Suspends Former CEO of Wentworth Management Services
November 3, 2023
Ryan A. Morfin, the former CEO of Wentworth Management Services, a broker-dealer aggregator whose subsidiaries include Purshe Kaplan Sterling Investments...
Another Silver Star Properties REIT CEO Quits
November 3, 2023
Silver Star Properties REIT Inc., a non-traded real estate investment trust formerly known as Hartman Short Term Income Properties XX...
NexPoint Real Estate Finance Launches $400 Million Preferred Stock Offering
November 3, 2023
NexPoint Real Estate Finance Inc. (NYSE: NREF), a publicly traded real estate investment trust externally advised by an affiliate of...
Inspired Healthcare Capital Breaks Ground on $20.8 Million Property
November 3, 2023
Inspired Healthcare Capital LLC, a private equity firm specializing in senior housing investments, announced the start of construction on Winery...
Former Ameriprise Advisors with $550 Million Book Join LPL Financial
November 3, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that five financial advisors with ViewPoint Wealth Partners have joined LPL Financial’s...
Blackstone REIT Limits Redemptions Again; Provides Third Quarter Update
November 2, 2023
Blackstone Real Estate Income Trust Inc., a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE:...
JLL Income Property Trust Monthly NAVs Slide Another Half-Percent in October
November 2, 2023
JLL Income Property Trust, a daily net asset value non-traded real estate investment trust, provided an update to its monthly...
ARCTRUST Private Capital Launches $10.2 Million DST Offering
November 2, 2023
ARCTRUST Private Capital, the capital division of the ARCTRUST Group of Companies, announced the launch of ARCTRUST Phoenix DST, a...
Former Securities America Advisor with $111 Million in Assets Joins Cetera Financial Group
November 2, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Mike Love has joined Cetera...
Sponsored: Self-Storage Remains Well-Positioned for Future Growth
November 2, 2023
The self-storage sector has continued to perform well even during times of economic uncertainty and tends to be less affected...
DOL Unveils New Fiduciary Rule, Vows to “Close Loopholes”
November 1, 2023
The Department of Labor released its new retirement security rule amending the definition of an investment advice fiduciary under the...
Capital Square Sells North Carolina DST Property; Delivers 157% Total Return
November 1, 2023
Capital Square, a sponsor of tax-advantaged real estate investments and developer of multifamily communities, announced the sale of a medical...
Creative Planning Acquires Meisrow’s $13 Billion Corporate Retirement Advisory Services Team
November 1, 2023
Creative Planning, a registered investment advisor, announced its acquisition of Mesirow's corporate retirement advisory services team.As of July 1, 2023,...
