IFP Hires Former Cambridge Exec as New Chief Compliance Officer

July 18, 2019

Summit to Drop Broker-Dealer Status and Join Another Cetera Firm

July 15, 2019

SEC Bars Longtime MetLife Broker for Stealing from Clients’ Insurance Policies

July 15, 2019

Voya Launches Robo-Advice Platform

July 12, 2019

EP Wealth Advisors Expands to Phoenix with Latest RIA Acquisition

July 11, 2019

LPL Financial Recruits $1.1 Billion Team from Raymond James

July 3, 2019

Artivest Names New Chief Financial Officer

July 3, 2019

Genstar-Backed Mercer Global Advisors Buys $510 Million AUM Firm

June 21, 2019

Former Cetera Team Returns to LPL

June 19, 2019

Atria Wealth Solutions Adds General Counsel to Executive Team

June 17, 2019

Lightyear-backed Wealth Enhancement Group to Buy Hybrid with $1.3 Billion in Client Assets

June 14, 2019

LPL Financial Adds Former Oppenheimer Advisor with $220 Million in Client Assets

June 13, 2019

Blucora Hires Former Cetera Exec as President of Wealth Management

June 10, 2019

LPL Recruits Former Waddell & Reed Team

June 10, 2019

Artivest Hires Former Raymond James Alternative Investment Platform Exec

June 6, 2019

Independent Broker-Dealers and RIAs Expect Higher Revenues in 2019

June 4, 2019

Former UBS Team Leaves Wirehouse Channel for Kestra

June 3, 2019

Apollon Wealth Management Names Former LPL Exec as Chief Operating Officer

June 3, 2019

Former Ameriprise Advisor Goes Indie with LPL Firm

May 31, 2019

SEC Charges Investment Adviser with Fraud for Overcharging Advisory Fees

May 29, 2019