LPL Financial Recruits Former Ameriprise Hybrid

August 27, 2019

EP Wealth Acquires $200 Million Bay Area RIA

August 23, 2019

HighTower Makes Investment in Billion Dollar Massachusetts RIA

August 22, 2019

Genstar-Backed Mercer Global Advisors Grows Northeast Presence with Latest Acquisition

August 15, 2019

Stifel to Buy Missouri-Based Broker-Dealer

August 13, 2019

Royal Alliance Super OSJ Recruits Father-Son Hybrid

August 12, 2019

LPL Financial Adds Former UBS Broker with $160 Million Of Client Assets

August 8, 2019

LPL Financial to Acquire Firm with $3 Billion in Client Assets

August 5, 2019

Lightyear to Sell Wealth Enhancement Group to Private Equity Firm

August 1, 2019

FINRA Suspends Former Wells Fargo Broker for Trading on Deceased Customer’s Account

July 29, 2019

LPL Financial Adds Another Group from Kestra Financial

July 29, 2019

Charles Schwab to Buy USAA’s Brokerage Business for $1.8 Billion

July 26, 2019

Securities America Adds Group with $182 Million in Total Client Assets

July 24, 2019

LPL Financial Recruits Former Kestra Group with $500 Million in Client Assets

July 23, 2019

Advisor Group Launches Cybersecurity Program for Advisors and Clients

July 22, 2019

Lightyear’s Wealth Enhancement Group to Acquire Another Billion Dollar RIA

July 19, 2019

IFP Hires Former Cambridge Exec as New Chief Compliance Officer

July 18, 2019

Summit to Drop Broker-Dealer Status and Join Another Cetera Firm

July 15, 2019

SEC Bars Longtime MetLife Broker for Stealing from Clients’ Insurance Policies

July 15, 2019

Voya Launches Robo-Advice Platform

July 12, 2019