Ray Lucia Settles with SEC, Ending Nearly Decade-Long Saga

June 18, 2020

Cresset Asset Management Buys $2.3 Billion RIA PagnatoKarp

June 18, 2020

Advisor Group’s Royal Alliance Recruits Longtime HSBC Financial Advisor

June 17, 2020

Captrust Buys $1.6 Billion Lakeside Wealth Management

June 11, 2020

LPL Financial Adds $370 Million Former Wirehouse Team

June 9, 2020

LPL Financial Recruits $400 Million Team from Securities America

June 3, 2020

LaSalle St. Recruits $600 Million Hybrid from Cambridge

June 2, 2020

LPL Financial to Buy $2 Billion Hybrid with 35 Advisors

May 29, 2020

LPL Financial Recruits Father/Son Duo from Morgan Stanley

May 27, 2020

Ameriprise Advisor With $143 Million in Assets Rejoins Company After 26 Years

May 26, 2020

Atria Wealth Solutions Buys Broker-Dealer with $11 Billion AUA

May 22, 2020

Smarsh Acquires Cybersecurity and Compliance Software Firm

May 22, 2020

Advisor Group Hires Former United Capital Exec as Chief Financial Officer

May 20, 2020

LPL Recruits $305 Million Team from Wells Fargo Advisors

May 19, 2020

Woodbury Recruits Two Brokers in Succession Plan Merger Transaction

May 18, 2020

Goldman Sachs to Buy Wealth Management Custodian Folio Financial

May 15, 2020

Wedbush Hires Compliance Veteran as SVP and Chief Compliance Officer

May 14, 2020

LPL to Open Technology Hub in Austin

May 14, 2020

Advisor Group to Consolidate Three Former Ladenburg Broker-Dealers

May 12, 2020

LPL Recruits Another Team from Securities America

May 11, 2020