LPL Adds Three-Advisor Team with $100 Million in Client Assets

March 25, 2020

LPL Financial Recruits $180 Million Advisor from Northwestern Mutual

March 18, 2020

SEC Fines HSBC Securities $725,000 over Adviser Compensation Misstatements

March 17, 2020

Captrust Acquires $5.5 Billion RIA

March 13, 2020

FINRA Issues Notice on Pandemic-Related Business Continuity Planning

March 11, 2020

FINRA Fines/Suspends Broker Over Firearms Business

March 11, 2020

LPL Recruits $150 Million Team Serving NFL Clients and Professional Athletes

March 11, 2020

Ameriprise Adds Two Teams with $272 Million in Client Assets

March 9, 2020

Fiduciary Trust Company Completes Acquisition of $6 Billion RIA

March 4, 2020

LPL Financial Recruits $610 Million Team from Raymond James

March 3, 2020

Commonwealth Hires Fidelity Exec to Expand RIA Business

February 28, 2020

Kestra Financial Recruits Wealth Management Team from Commonwealth

February 26, 2020

LPL Recruits Credit Union Wealth Management Practice from Cetera

February 21, 2020

LPL Financial Recruits $650 Million Team from Cetera

February 12, 2020

LPL Financial Recruits Pair from Advisor Group with Combined $330 Million

February 3, 2020

LPL Recruits Financial Advisors from Sagepoint and Ameriprise

January 21, 2020

LPL Financial Recruits Former MassMutual Team

January 14, 2020

LPL Financial Promotes National Sales Exec to Managing Director

January 8, 2020

LPL Recruits Former Advisor Group Team

December 23, 2019

LPL Financial Recruits $500 Million Team from Centaurus

December 17, 2019