With Digital Assets, SEC Chair Urges Balance Between Surveillance and Privacy

December 15, 2025

SEC Obtains Final Consent Judgments in $1M Offering Targeting Black Community

December 14, 2025

House Passes INVEST Act to Modernize Capital Markets, Expand Investor Access

December 11, 2025

Monroe Capital’s $1 Billion ‘M-LEND’ BDC Declared Effective

December 8, 2025

SEC Charges Shima Capital Founder in $170 Million Crypto Scheme

December 3, 2025

Guggenheim Investments Registers BDC Targeting Middle Market Debt

December 2, 2025

President Trump Commutes Sentence of GPB Capital Fraudster

December 1, 2025

Court Orders Payout of Over $27.5M for Wisconsin Securities Fraud

November 26, 2025

Atkins Unveils ‘Project Crypto’ to Clarify Token Classifications, Limit Overreach

November 21, 2025

SEC Charges California Man in Fraudulent Multi-Million-Dollar Investment Scheme

November 20, 2025

SEC Charges Co-Founders of 777 Partners, 600 Partners With Fraud in $237M Offering

November 19, 2025

SEC Division of Examinations Unveils 2026 Priorities: AI, Fiduciary Duties, Information Security

November 18, 2025

BlackRock’s HPS Among Lenders Suing Telecom Exec for Alleged $500M Fraud

November 17, 2025

SEC Charges Six Investment Advisers Over Form ADV Misrepresentations

November 17, 2025

FSI Letter Urges SEC to Reform Enforcement Practices, Citing ‘Regulation by Enforcement’ Risks

November 11, 2025

Senators Raise Alarm Over Executive Order Paving Way for Access to Alts in 401(k)s

October 29, 2025

Regan Capital Registers Its First Interval Fund With SEC

October 27, 2025

SIFMA Urges SEC to Modernize Off-Channel Communications Rules

October 21, 2025

FINRA Fines N.Y. Brokerage $275K Over Inaccurate Books and Registration Failures

October 20, 2025

SEC Chair Announces ‘Wells Process’ Reforms, Expanding Disclosure and Response Rights

October 19, 2025