Wealth Enhancement Group Buys Hybrid with $853 Million in Client Assets

August 6, 2021

Blucora’s Avantax to Buy $1.1 Billion New Jersey-Based RIA

August 5, 2021

LPL Reports $1.1 Trillion in Advisory and Brokerage Assets in 2Q21

July 30, 2021

Royal Alliance Super-OSJ Acquires $4.5 Billion Firm

July 30, 2021

SEC Fines Dozens of Financial Firms for Missing Form CRS Filing Deadlines

July 28, 2021

LPL Financial Recruits Former Cetera Team

July 23, 2021

Wealth Enhancement Group Buys Houston-Based Practice with $513 Million in Client Assets

July 19, 2021

LPL Financial Adds Former Ameriprise Team

July 13, 2021

SEC Fines Two Kestra RIAs for Undisclosed Revenue Sharing Conflicts

July 12, 2021

Wealth Enhancement Group Buys Los Angeles-Based RIA in Second SoCal Acquisition

July 12, 2021

Advisor Group Hires Former RBC Executive as EVP of Business Development

July 9, 2021

Securities America Advisors to Pay $1.8 Million For Failing to Prevent $8 Million Theft

July 6, 2021

Former Wells Fargo Advisors Launch Independent Practice with LPL

July 1, 2021

CI Financial Enters Pennsylvania with $2.6 Billion RIA Acquisition

June 30, 2021

Crown Capital Securities to Pay $1.6 Million to Settle SEC Charges

June 28, 2021

Lasalle St. Recruits Philadelphia-Area Investment Advisory Practice

June 28, 2021

LPL Financial Recruits 30-Member OSJ Formerly with Voya

June 25, 2021

Former Wirehouse Team Launches Independent Practice with LPL Financial

June 22, 2021

Wealth Enhancement Group Buys Hybrid RIA with $446 Million in Client Assets

June 18, 2021

$1.2 Billion Former UBS Team Goes Indie with LPL-Affiliate Gladstone

June 17, 2021