LaSalle St. Recruits $225 Million Hybrid from LPL Financial

November 20, 2020

Private Advisor Group Appoints Robert Moore as Chief Executive Officer

November 19, 2020

CI Financial Begins Trading on NYSE, Completes Another RIA Acquisition

November 19, 2020

Advisor Group’s Sagepoint Recruits $503 Million Team from LPL Financial

November 18, 2020

SEC Charges RIAs and Broker-Dealers over Improper ETP Sales

November 16, 2020

CI Financial to Buy $2.7 Billion New York-Based RIA

November 12, 2020

CI Financial Applies for NYSE Listing

November 6, 2020

Advisor Group’s Royal Alliance Recruits $975 Million Super OSJ

November 4, 2020

SEC Obtains Final Judgment Against California Adviser Who Defrauded Senior Citizens

October 23, 2020

Hilltop Securities Promotes Two Managing Directors in Wealth Management Division

October 21, 2020

Advisor Group’s Royal Alliance Recruits Former ProEquities Team

October 16, 2020

Apella Capital Expands West Coast Presence with Addition of $489 Million RIA

October 14, 2020

XY Planning Nixes Supreme Court Challenge of Reg BI, Plans to Take Fiduciary Fight to States

October 13, 2020

Wealth Enhancement Group Buys RIA with Nearly $1 Billion in Client Assets

October 9, 2020

Advisor Group’s SagePoint Recruits Two Longtime Advisors from LPL Financial

October 8, 2020

Focus Financial to Buy $1.6 Billion Ohio-Based RIA

October 5, 2020

Good Life Recruits $200 Million Team

September 25, 2020

CI Financial to Buy $450 Million Cincinnati-Based RIA

September 22, 2020

LPL Financial Recruits $1 Billion Team from Securian

September 18, 2020

Private Equity-Backed Wealth Enhancement Group Expands Leadership Team and Board

September 17, 2020