Former Wells Fargo Financial Advisor Joins LPL Financial

October 15, 2021

Captrust Appoints Former Raymond James Exec as Chief Financial Officer

October 13, 2021

LPL Financial Recruits Former Morgan Stanley Advisor

October 12, 2021

LPL Financial Recruits Adviser Managing $260 Million

October 7, 2021

ADISA Names Award Winners at 2021 Annual Conference in Las Vegas

October 6, 2021

Wealth Enhancement Group to Surpass $50 Billion in Client Assets with Latest Acquisition

October 1, 2021

SEC Charges Former Adviser with Stealing $1 Million from Three Elderly Clients

September 30, 2021

Coldstream to Merge with $463 Million Wealth Management Firm

September 23, 2021

CI Financial to Buy $5.2 Billion Silicon Valley Wealth Manager

September 21, 2021

Wealth Enhancement Group to Acquire $4.7 Billion RIA in Largest Transaction to Date

September 15, 2021

LPL Financial Recruits Another Texas-Based Team

September 13, 2021

LPL Financial Recruits $625 Million Texas-Based Team

September 2, 2021

SEC Sanctions Eight Broker-Dealers/RIAs for Deficient Cybersecurity Protection

August 31, 2021

Lasalle St. Recruits $100 Million Husband-and-Wife Advisor Team from Cetera

August 27, 2021

LPL Managing Director and Chief Investment Officer to Retire in Early 2022

August 24, 2021

Former Oppenheimer Team Launches New Practice with LPL

August 19, 2021

Wealth Enhancement Group to Buy Miami-Based RIA with $1.1 Billion in Client Assets

August 13, 2021

LPL Financial Recruits Former Wells Fargo Team

August 12, 2021

CI Financial to Buy $3.4 Billion Ohio-Based Registered Investment Advisor

August 11, 2021

Securities America Recruits Advisors with $376 Million, Advisor Group Provides AUM Update

August 10, 2021