Los Angeles RIA Affiliated with LPL Acquires $860 Million RIA

December 7, 2022

Mercer Acquires $5 Billion RIA

December 2, 2022

Perigon Wealth Management Acquires $330 Million RIA and Adds Financial Advisor

November 30, 2022

Commonwealth Adds $750 Million Minnesota RIA

November 29, 2022

SEC Charges Unregistered Brokers That Facilitated $1.2 Billion in Securities Trades

November 21, 2022

Inland Securities Adds Four to Sales Team

November 18, 2022

SEC Enforcement Actions Increase 9% in 2022, Record Monetary Penalties Issued

November 16, 2022

Former Morgan Stanley Rep Joins Linsco by LPL

November 15, 2022

Former LPL Rep Receives Final Judgement for Client Theft

November 14, 2022

DFPG Expands with $340 Million Pennsylvania Office

November 9, 2022

SEC Loses Legal Battle Against Tennessee RIA

November 8, 2022

Artiea Capital Management Joins LPL from Wells Fargo Financial Advisors Network

November 8, 2022

ADISA Announces 2023 Board of Directors

November 3, 2022

$500 Million RIA Joins DFPG Investments

October 28, 2022

SEC Obtains Final Judgement Against Cetera Advisors and Cetera Advisor Networks for Defrauding Advisory Clients

October 26, 2022

Chip Marcus Wealth Management Launches through LPL Financial

October 24, 2022

Astra Wealth Advisors Joins LPL from Wells Fargo Financial Advisors Network

October 21, 2022

Wealth Enhancement Group and CAIS Enter Partnership

October 19, 2022

Sageview to Acquire Former LPL Affiliate with $415 Million in Client Assets

October 14, 2022

Former Raymond James Advisors Launch Independent Practice through LPL

October 13, 2022