CAIS’s Brendan Cuddihy to Chair IPA Board in 2027; 14 Directors Added

September 25, 2026

CAIS Adds Seven to Advisory Council as Platform Assets Climb 55%

September 23, 2026

FINRA Issues $125K Fine to Edward Jones for Failing to Report 2.7M Fractional Share Trades

June 16, 2026

LPL Financial Adds Three Adviser Teams Managing $565 Million

June 15, 2026

LPL Financial Adds Three Teams, $485M in Assets From Wells, Edward Jones, Osaic

April 13, 2026

Former UBS, Cetera, and Edward Jones Advisers Affiliate With $14 Billion Ameriprise Advisory

December 11, 2025

IPA Honors 11 Leaders for Advancing Alternatives Industry

September 22, 2025

LPL Reports August Highlights, Onboards $400M Team Previously With Edward Jones

September 21, 2025

NASAA Announces $9.3M Settlement With Five Firms That Overcharged Customers

June 9, 2025

Edward Jones to Offer Alts to High-Net-Worth Clients Through CAIS

April 29, 2025

LPL-Affiliated RIA Carnegie Private Wealth Adds Four Advisers With $475M Assets

March 17, 2025

Texas, Montana Lead 14 States in $17M Settlement With Edward Jones for Supervisory Failures

January 20, 2025

Ameriprise, Edward Jones, and LPL Among 26 Firms Fined More Than $390 Million by SEC for Recordkeeping Failures

August 15, 2024

Kestra PWS, HF3 Wealth Partners Adds Managing Partner From Edward Jones

August 12, 2024

LPL Lures Former Edward Jones Adviser Who Brings $170 Million in Assets

August 7, 2024

Financial Adviser Launches Generational Asset Planning Under LPL

July 3, 2024

Atria Wealth Solutions Adds Former Cetera and Edward Jones Team with $175 in Client Assets

December 22, 2023

SEC Charges Former Longtime Broker with Stealing Nearly $1 Million from Clients

November 29, 2021

FINRA Bars Former USBI Broker for Allegedly Stealing REIT Investment Funds to Pay Mortgage

June 11, 2018

FINRA Suspends Adviser Over Fake Sex Ads

January 25, 2018