February 14, 2018
Lawyers representing a number of retired Philadelphia police and firefighters plan to file more complaints with Financial Industry Regulatory Authority...
February 14, 2018
Cetera Financial Group, a network of independent broker-dealer firms, has launched a new two-channel organizational structure where its six firms...
February 14, 2018
Mercer Advisors Inc., a national registered investment advisor firm based in Santa Barbara, has acquired Clearwater, Florida-based GFS Private Wealth,...
February 14, 2018
Resource Apartment REIT III Inc., a publicly registered non-traded real estate investment trust, has agreed to purchase a 324-unit multifamily...
February 13, 2018
The board of CNL Healthcare Properties, a publicly registered non-traded real estate investment trust, approved an estimated net asset value...
February 13, 2018
The U.S. District Court for the District of Colorado entered a final judgment in a case brought by the Securities...
February 13, 2018
KBS Legacy Partners Apartment REIT Inc., a publicly registered non-traded real estate investment trust, has sold two multifamily properties, Legacy...
February 13, 2018
Comrit Investments 1 LP, a private real estate investment fund based in Tel Aviv, Israel, has amended its unsolicited tender...
February 12, 2018
American Realty Capital New York City REIT Inc., a publicly registered non-traded real estate investment trust sponsored by AR Global,...
February 12, 2018
Altegris, an alternative investment research and management firm, and Artivest, an alternative investment technology firm, are planning to merge under...
February 12, 2018
The Financial Industry Regulatory Authority has filed a complaint against former MetLife Securities (now MML Investors Services LLC) advisor Peter...
February 12, 2018
Colony NorthStar Inc. (NYSE: CLNS), a real estate and investment management firm, will release fourth quarter and full year 2017...
February 9, 2018
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added two Super OSJs with...
February 9, 2018
SmartStop Asset Management LLC, sponsor of non-traded real estate investment trusts and private programs that invest in student housing, acquired...
February 9, 2018
The Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) announced its 2018 examination priorities, which are published...
February 8, 2018
United States District Judge J. Paul Oetken has denied a $35 million restitution request by Vereit Inc. (formerly American Realty...
February 8, 2018
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, appointed John Blood as senior vice president of...
February 8, 2018
Preferred Capital Securities LLC, the dealer manager for Preferred Apartment Communities Inc. (NYSE: APTS), has hired Derek Bonner as associate...
February 8, 2018
Strategic Storage Trust IV Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management LLC, has...
February 7, 2018
American Realty Capital New York City REIT Inc., a non-traded real estate investment trust sponsored by AR Global, has launched...
