SEC Fines Ameriprise for Overcharging Retirement Account Clients
March 1, 2018
The Securities and Exchange Commission announced that Ameriprise Financial Services has agreed to settle charges for recommending and selling higher-fee...
March 1, 2018
The Securities and Exchange Commission announced that Ameriprise Financial Services has agreed to settle charges for recommending and selling higher-fee...
March 1, 2018
HPI Real Estate Fund V LLC, a real estate private equity investment fund sponsored by Hamilton Point Investments, has purchased...
March 1, 2018
FS Credit Real Estate Income Trust Inc., a $2.5 billion non-traded real estate investment trust sponsored by FS Investments, has...
March 1, 2018
HC Government Realty Trust, Inc., a Regulation A real estate investment trust that invests in federally-leased properties, has hired Elise...
February 28, 2018
The board of Hines Global REIT Inc., a publicly registered non-traded real estate investment trust, approved a new net asset...
February 28, 2018
Capital Square 1031, a real estate investment and management firm specializing in Delaware statutory trust investments, has hired Margo Steahly...
February 28, 2018
Preferred Capital Securities, the dealer manager for Preferred Apartment Communities Inc. (NYSE: APTS), has hired Trey Killingsworth to serve as...
February 28, 2018
Strategic Student & Senior Housing Trust Inc., a private real estate investment trust sponsored by SmartStop Asset Management LLC, has...
February 27, 2018
Cetera Financial Group, a network of six independent broker-dealer firms, has disclosed a capital structure review and confirmed the retention...
February 27, 2018
The board of Healthcare Trust Inc., a publicly registered non-traded real estate investment trust sponsored by AR Global, has decreased...
February 27, 2018
Strategic Storage Growth Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management, has purchased...
February 27, 2018
LPL Financial, the nation’s largest independent broker-dealer, has completed its acquisition of broker-dealer network National Planning Holdings Inc., which is...
February 26, 2018
Cetera Financial Group, a network of six independent broker-dealer firms, is reportedly engaging investment banking firms to explore its capital...
February 26, 2018
Las Vegas-based CAI Investments, which finances, develops and manages properties across key U.S. markets, has broken ground on The Westin...
February 26, 2018
Everest REIT Investors I LLC and Everest REIT Investors II LLC, private real estate investment companies, have launched a $6.5...
February 26, 2018
Phoenix American Hospitality, an opportunistic hotel fund manager, has hired Audrey Kamin to serve as its national accounts manager. Kamin has...
February 23, 2018
American Realty Capital New York City REIT, a non-traded real estate investment trust sponsored by AR Global, has amended its...
February 23, 2018
Blackstone Real Estate Income Trust, a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE: BX),...
February 23, 2018
The board of KBS Strategic Opportunity REIT II, a publicly registered non-traded real estate investment trust, has approved the termination...
February 23, 2018
HPI Real Estate Fund IV LLC, a real estate private equity investment fund sponsored by Hamilton Point Investments, has sold...