Provasi Cancels Dealer Manager Agreements in Wake of Company Shut-Down
March 16, 2018
Provasi Capital Partners LP, the dealer manager for Pathway Capital Opportunity Fund and Priority Income Fund, has terminated its dealer...
Stephanie Adamson
Articles
Provasi Shuts Down
March 15, 2018
Provasi Capital Partners LP has pulled the plug on distributing its products, according to sources close to the matter. The...
Telos Capital Fund Goes Full Cycle, Nets 13% Return to Investors
March 15, 2018
TCF 3 Apartments at the Venue, a Reg D fund sponsored by ExchangeRight-affiliate Telos Capital, has gone full cycle. Apartments at...
Inland Securities Appoints Rick Martens as Senior Vice President – External Wholesaler
March 15, 2018
Inland Securities Corporation has hired J. Rick Martens as senior vice president – external wholesaler where he will focus on...
SEC Commissioner Michael Piwowar to Speak at IPASummit 2018
March 15, 2018
The Investment Program Association has announced its full agenda for the upcoming IPASummit 2018 in Washington, D.C. on April 17-19th,...
Appeals Court Upholds DOL Fiduciary Rule
March 14, 2018
A federal appeals court ruled in favor of the Department of Labor on Tuesday in the fiduciary rule case filed...
Three LPL Affiliates Merge to Create $2.6 Billion Super OSJ “Dream Team”
March 14, 2018
Merit Financial Group, an independent registered investment advisory firm, its merging with two independent financial advisory businesses, Botsford Financial Group...
Griffin-American Healthcare REIT IV Reports Significant Growth During 2017
March 14, 2018
Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust sponsored by American Healthcare Investors and Griffin...
Strategic Storage Growth Trust Buys Newly Constructed Self Storage Facility Near San Diego
March 14, 2018
Strategic Storage Growth Trust Inc., a publicly registered non-traded real estate investment trust, has purchases a 900-unit self storage facility...
Blackstone REIT Portfolio Tops $7 Billion with Latest $1.8 Billion Portfolio Acquisition
March 13, 2018
Blackstone Real Estate Income Trust Inc., a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE:...
JLL Income Property Trust Increases Dividend
March 13, 2018
The board of JLL Income Property Trust, an institutionally managed daily NAV REIT (NASDAQ: ZIPTAX; ZIPTMX; ZIPIAX; ZIPIMX), has approved...
Hines REIT Agrees to Settle Class Action Lawsuit
March 13, 2018
Hines Real Estate Investment Trust Inc., a publicly registered non-traded real estate investment trust, has agreed to pay approximately $3.3...
Colony NorthStar Reaffirms Commitment to Retail Distribution
March 13, 2018
A spokesperson for Colony NorthStar (NYSE:CLNS) clarified statements made by president and chief executive officer Richard Saltzman on the company’s...
Former ARCP CFO Brian Block Urges Court to Reverse Conviction
March 12, 2018
Brian Block, the former chief financial officer of American Realty Capital Properties and longtime partner of AR Global’s Nicholas Schorsch,...
Hospitality Investors Trust Investor Sues AR Global for Abuse of Trust
March 12, 2018
An investor in Hospitality Investors Trust, a publicly registered non-traded REIT formerly known as American Realty Capital Hospitality Trust, has...
SEC Charges Voya Advisers for Failure to Disclose Securities Lending Conflict
March 12, 2018
The Securities and Exchange Commission has charged two investment adviser subsidiaries of Voya Holdings Inc. with failing to disclose conflicts...
Commonwealth Nabs $350 Million Father and Son Team
March 12, 2018
Commonwealth Financial Network, a private registered investment adviser and independent broker-dealer, has added Spiegelman Wealth Management of Lafayette, California, to...
Massachusetts Regulators Open Investigation into Wells Fargo Advisors
March 9, 2018
Secretary of the Commonwealth William Galvin has opened an investigation into Wells Fargo Advisors over inappropriate referrals of brokerage customers...
SEC Charges Merrill Lynch with Gatekeeping Failures in Unregistered Securities Sales
March 9, 2018
The Securities and Exchange Commission has settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. for its failure to...
Triloma EIG Energy Income Funds Suspend Offerings
March 9, 2018
Triloma EIG Energy Income Fund and Triloma EIG Energy Income Fund – Term I, two unlisted investment companies that focus...
