March 17, 2020
In response to the coronavirus pandemic (COVID-19), the Financial Industry Regulatory Authority has decided to postpone all in-person arbitration and...
March 16, 2020
As the coronavirus (COVID-19) continues to spread across the United States, sporting events, concerts, political rallies, industry events, and other...
March 16, 2020
Four Springs Capital Markets, a financial services firm that raises capital for real estate and other alternative investments, has appointed...
March 16, 2020
The board of Greenbacker Renewable Energy Company LLC, a publicly registered, non-traded limited liability company, has approved a December 31,...
March 16, 2020
The Securities and Exchange Commission has published guidance to assist companies with their obligation to hold annual shareholder meetings in...
March 13, 2020
Non-traded real estate investment trusts set a new highwater mark for monthly sales after raising nearly $2.5 billion in February...
March 13, 2020
Corporate Property Associates 18 – Global Inc., a publicly registered non-traded real estate investment trust managed by W.P. Carey Inc....
March 13, 2020
KBS Real Estate Investment Trust III Inc., a publicly registered non-traded REIT, has disclosed its anticipated timeline for its conversion to...
March 13, 2020
Captrust Financial Advisors, an independent registered investment advisor with more than $368 billion in client assets under advisement, has acquired...
March 12, 2020
Select Capital Corporation, the dealer manager for private offerings and public non-traded real estate investment trusts sponsored by SmartStop Asset...
March 12, 2020
Alternative & Direct Investment Securities Association (ADISA), a trade group representing the alternative investment and securities industry, has appointed Drew...
March 12, 2020
The board of CIM Real Estate Finance Trust, a publicly registered non-listed real estate investment trust formerly known as Cole...
March 12, 2020
Cygnus Property Fund V LLC, a Regulation D fund sponsored by Atlanta-based alternative asset manager Cygnus Capital Real Estate Advisors,...
March 11, 2020
Due to the recent outbreak of coronavirus disease (COVID-19), the Financial Industry Regulatory Authority has issued a notice reminding firms...
March 11, 2020
The Financial Industry Regulatory Authority has fined and suspended a former Morgan Stanley broker for failing to notify the broker-dealer...
March 11, 2020
Everest REIT Investors I LLC, a private real estate investment firm, has completed its unsolicited tender offer for up to...
March 11, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited SilverRock Wealth Partners, a Charlotte, North Carolina-based team with approximately...
March 10, 2020
A federal district court in Florida entered final judgments against a Florida-based certified public accountant, a former broker, and the...
March 10, 2020
Beacon Pointe Advisors LLC and Beacon Pointe Wealth Advisors LLC, two affiliated registered investment advisors, plan to merge into a...
March 10, 2020
Shopoff Realty Investments, a manager of opportunistic and value-add real estate investments, has sold its ownership interest in 33.5 acres...
