April 13, 2020
By: Jim Condon, president of Strategic Capital Fund Management Global markets are being pressured by increasing reports regarding the spread of...
April 10, 2020
ExchangeRight, a sponsor of securitized 1031 exchange real estate offerings, has hired Bill Cerelli as senior vice president in the...
April 10, 2020
HMS Income Fund, a publicly registered, non-traded business development company sponsored by Hines, has suspended its share repurchase program and...
April 10, 2020
The Securities and Exchange Commission announced temporary, conditional exemptive relief for business development companies (BDCs) to enable them to make...
April 10, 2020
Docupace, a cloud-based fintech digital operations software for the wealth management industry, has launched a new Regulation Best Interest and...
April 9, 2020
The SEC has voted to adopt rule amendments to allow business development companies and registered closed-end funds to use the...
April 9, 2020
The Massachusetts Securities Division has fined Janney Montgomery Scott LLC more than $286,000 and ordered the broker-dealer to pay nearly...
April 9, 2020
Steadfast Apartment REIT Inc., a publicly registered non-traded real estate investment trust, has increased the size of its board from...
April 9, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Blyth & Associates Financial Services to its broker-dealer and corporate...
April 8, 2020
The Securities and Exchange Commission’s office of compliance inspections and examinations (OCIE) has issued two risk alerts that provide broker-dealers...
April 8, 2020
JLL Income Property Trust, a daily NAV real estate investment trust, disclosed a recent share value decline, which it claims...
April 8, 2020
The board of Procaccianti Hotel REIT Inc., a publicly registered non-traded real estate investment trust sponsored by privately-held real estate...
April 8, 2020
Securities America, a wealth management firm within Advisor Group’s network, has recruited 20/20 Wealth Management Group, a hybrid financial advisory...
April 7, 2020
The board of Healthcare Trust Inc., a publicly registered non-traded real estate investment trust sponsored by AR Global, has approved...
April 7, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, has hired Aneri Jambusaria to serve as executive vice president of strategy. Jambusaria...
April 7, 2020
Strategic Capital Fund Management, an alternative investment product sponsor, has hired Chris Flynn to serve as chief investment officer of...
April 7, 2020
Rockspring, a privately-owned real estate investment firm and Reg D fund sponsor formally known as Rockspring Capital, has hired Barret...
April 6, 2020
The board of Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust, has declared an updated...
April 6, 2020
The board of Griffin-American Healthcare REIT III Inc., a publicly registered non-traded real estate investment trust, has decided to reduce...
April 6, 2020
Strategic Student & Senior Housing Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management...
