LPL Financial Recruits $610 Million Team from Raymond James
March 3, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Global Advisor Group to its broker-dealer and hybrid registered investment...
Stephanie Adamson
Articles
Barred Broker Files Lawsuit Challenging FINRA’s Ability to Bar Brokers
March 2, 2020
In a lawsuit filed with the U.S. Court of Appeals for the District of Columbia Circuit, a permanently barred broker...
Comrit Launches Unsolicited Tender Offer for Shares of CIM Real Estate Finance Trust
March 2, 2020
Comrit Investments 1 LP, a Tel Aviv-based investment fund, has launched an unsolicited tender offer to purchase up to 16...
InvenTrust Buys Publix-Anchored Property Near Atlanta
March 2, 2020
InvenTrust Properties Corp., a publicly registered non-traded real estate investment trust, has purchased Trowbridge Crossing located in the Atlanta suburb...
Lodging Fund REIT III Buys Mississippi Hotel Property
March 2, 2020
Lodging Fund REIT III Inc., a publicly registered non-traded real estate investment trust, has purchased Homewood Suites by Hilton hotel...
SEC Fines Actor Steven Seagal for Unlawfully Promoting Crypto Offering
February 28, 2020
The Securities and Exchange Commission has settled charges against actor Steven Seagal for failing to disclose payments he received for...
Griffin Capital Essential Asset REIT Temporarily Suspends Offering in Light of Strategic Review
February 28, 2020
Griffin Capital Essential Asset REIT Inc., a publicly registered non-traded real estate investment trust, has temporarily suspended its follow-on offering,...
Alternative Investment Exchange Launches Tech Platform for Alternative Investments
February 28, 2020
Alternative Investment Exchange, a financial services technology services provider, has launched a technology platform for the alternative investment industry. Following...
Commonwealth Hires Fidelity Exec to Expand RIA Business
February 28, 2020
Commonwealth Financial Network, a private registered investment adviser and independent broker-dealer, has hired Matthew Chisholm to serve in the newly...
AltsWire Welcomes Montego Minerals as a New Directory Sponsor
February 28, 2020
AltsWire is pleased to welcome Montego Minerals as the newest member of our directory.
ExchangeRight Fully Subscribes $113.34 Million Net-Leased DST Offering
February 27, 2020
ExchangeRight, a sponsor of securitized 1031 exchange real estate offerings, has fully subscribed its $113.34 million Net-Leased Portfolio 30 Delaware...
FINRA Sanctions Broker for Using WhatsApp to Text Overseas Clients
February 27, 2020
The Financial Industry Regulatory Authority has fined Aegis Capital Corp. broker Paul Falcon $5,000 for using Facebook’s WhatsApp Messenger to...
Comrit Launches Unsolicited Tender Offer for Shares of AR Global’s Healthcare Trust
February 27, 2020
Comrit Investments 1 LP, a Tel Aviv-based investment fund, has launched an unsolicited tender offer to purchase up to 5...
Greenbacker Buys Community Wind Project from Cornerstone Renewables
February 27, 2020
Greenbacker Renewable Energy Company LLC, a publicly registered, non-traded limited liability company, has purchased the rights to a two-turbine, 5-megawatt wind...
NB Private Capital Engages Access Capital Group to Expand National Sales Team
February 26, 2020
NB Private Capital LLC, a real estate investment firm specializing in student housing and sponsor of private placement offerings, has...
Christina Appoints Industry Veteran as Managing Director and Head of Capital Markets
February 26, 2020
Christina Development Corporation, a real estate investment sponsor and manager, has appointed Richard Moran, a wealth management industry executive, to...
InvenTrust Promotes Christy David to Chief Investment Officer
February 26, 2020
InvenTrust Properties Corp., a publicly registered non-traded real estate investment trust formerly known as Inland American Real Estate Trust, has...
Kestra Financial Recruits Wealth Management Team from Commonwealth
February 26, 2020
Kestra Financial Inc., an independent advisor platform, has recruited Ivory Wealth Management based in Essex, Connecticut, which oversees $214 million...
Hospitality Investors Trust Reaches Preliminary Settlement in Shareholder Lawsuit
February 25, 2020
Hospitality Investors Trust Inc., a publicly registered non-traded real estate investment trust formerly known as American Realty Capital Hospitality Trust,...
Capital Square Launches Project-Specific Opportunity Zone Fund
February 25, 2020
Capital Square Realty Advisors, LLC, a sponsor of tax-advantaged real estate investments, has launched CSRA/GS Opportunity Zone V LLC, a...
