SEC Enters Final Judgment Against Former NY Adviser
June 12, 2023
A federal district court in the Western District of New York entered a final judgment by default against Tarek D....
Rafael Novales
Articles
SEC Charges Former Morgan Stanley Advisor with Defrauding Elderly Investors of $1.7 Million
June 9, 2023
The Securities and Exchange Commission charged Douglas McKelvey, a former financial advisor with fraud for misappropriating more than $1.7 million...
Peak Capital Solutions Hires External Wholesaler for East Coast
June 9, 2023
Peak Capital Solutions LLC, a third-party distribution platform focused on alternative investments, announced that Michael Nazzaretto has joined the company...
Former Lincoln Financial Advisor with $150 Million in Assets Joins LPL Financial
June 9, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Digger Bujnoch and the team at Hoff Bujnoch...
NewStar Exchange Subscribes Georgia DST Offering
June 9, 2023
NewStar Exchange, a sponsor of Delaware statutory trust offerings, announced that NE1 UC, DST has been fully subscribed.Newstar says the...
Apollo Debt Solutions BDC Announces Resignation of CFO
June 9, 2023
Apollo Debt Solutions BDC, a non-traded perpetual-life business development company sponsored by affiliates of Apollo Global Management, announced that Amit...
Capital Square OZ Fund I Pays Regular Quarterly Investor Distributions
June 8, 2023
Capital Square, a sponsor of tax-advantaged real estate investments, announced the payment of first quarter 2023 distributions to investors in...
Cetera Acquires RIA Firm with $1.4 Billion in Assets
June 8, 2023
Cetera Holdings, the holding company of Cetera Financial Group, announced that it has acquired The Retirement Planning Group LLC, an...
Madison 1031 Exchange Names President and EVP
June 8, 2023
Madison 1031 Exchange announced that the company hired Michael Crimmins as president and Cody Lewis as executive vice president.According to...
RREEF Property Trust Updates NAV for May
June 8, 2023
RREEF Property Trust Inc., a publicly registered daily net asset value real estate investment trust advised by DWS Group, reported...
Sponsored: Is Your Transfer Agent Delivering Innovative Tech and Expert Support?
June 8, 2023
When choosing a transfer agent, we understand the importance of accessing innovative technology to streamline daily tasks, and expert support...
House Lawmakers Unanimously Pass Two Bills to Expand Accredited Investor Definition
June 7, 2023
The U.S. House of Representatives unanimously approved via voice vote two bills this week that would expand the accredited investor...
BREIT to Sell Texas JW Marriot for $800 Million
June 7, 2023
Ryman Hospitality Properties Inc. (NYSE: RHP) and Blackstone Real Estate Income Trust Inc. announced that the company’s reached an agreement...
Significant Sila Realty Trust Tenant Files for Bankruptcy
June 7, 2023
Sila Realty Trust Inc., a publicly registered, non-traded real estate investment trust formerly known as Carter Validus Mission Critical REIT...
Carter Exchange Fund Sells $74.7 Million Apartment Community
June 7, 2023
Carter Exchange Fund Management Company LLC, a private real estate investment company focused on the acquisition of value-add multifamily properties,...
Gorilla Investments Co. Joins LPL Financial with $475 Million in Assets
June 7, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Amy S. Lawrence has joined LPL Financials’ broker-dealer,...
AR Global and Blackwells Capital End War Over GNL and RTL
June 6, 2023
Global Net Lease Inc. (NYSE: GNL) and The Necessity Retail REIT Inc. (NASDAQ: RTL) with the REIT’s external manager, AR...
Preferred Capital Securities Hires Regional Vice President
June 6, 2023
Preferred Capital Securities LLC, an independent managing broker-dealer, announced the addition of Geoffrey Ihm to their organization as a regional...
Nuveen REIT Latest to Receive Excessive Redemption Requests
June 6, 2023
Nuveen Global Cities REIT Inc., a publicly registered non-traded real estate investment trust, announced the company received an excess in...
SEC Charges North Carolinian with Defrauding Older Investors
June 6, 2023
The Securities and Exchange Commission charged Greensboro, North Carolina resident Marshall E. Melton and a business Melton controls, Integrated Consulting...
