SEC Charges Advisor for Defrauding Gold Star Family Members
July 11, 2023
The Securities and Exchange Commission charged former U.S. Army financial counselor Caz L. Craffy for defrauding Gold Star family members...
Rafael Novales
Articles
FINRA Expels Firm for Reg BI Violations
July 10, 2023
The Financial Industry Regulatory Authority announced that it has expelled Monmouth Capital Management for churning and excessively trading customer accounts...
RREEF Property Trust Provides Portfolio Update, Monthly NAV Per Share Decreases
July 10, 2023
RREEF Property Trust Inc., a publicly registered daily net asset value real estate investment trust advised by DWS Group, filed...
Former Kestra Financial Firm with $200 Million in Assets Joins LPL Financial
July 10, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that the family team at Sopher Financial Group has joined LPL...
ADISA Video: How to Approach Impact Investing
July 10, 2023
In an interview with ADISA board member Greg Mausz, Paulina Stannard, head of Impact at CI Private Wealth explains how...
ExchangeRight’s Essential Income REIT Becomes Publicly Reporting Company
July 7, 2023
ExchangeRight, a sponsor of diversified real estate DST and REIT investments, has announced the ExchangeRight Essential Income REIT has become...
Trilogy Real Estate Group Closes $100 Million Multifamily Fund
July 7, 2023
Trilogy Real Estate Group, a Chicago-based real estate investment and property management firm, announced that the company has completed fundraising...
Pacific Oak Strategic Opportunity REIT Secures Largest NYC Office Lease of 2023
July 7, 2023
Pacific Oak Strategic Opportunity REIT Inc., through a joint venture with Savanna, announced that it has executed a lease for...
Bluerock Total Income+ Real Estate Fund Pays $1 Billion in Total Distributions
July 7, 2023
Bluerock Total Income+ Real Estate Fund, a closed-end interval fund, announced it has paid total distributions to shareholders exceeding $1...
Invesco Real Estate Launches Non-Traded REIT
July 6, 2023
Invesco Real Estate announced the launch of Invesco Commercial Real Estate Finance Trust Inc., a private fund focused on bringing...
Former Cetera Advisors with $375 Million in Assets Join LPL Financial
July 6, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Scott Hartman and Adam Johnston have joined LPL...
Resource Royalty Launches $9 Million Mineral Rights Offering
July 6, 2023
Resource Royalty LLC, a Dallas-based oil and gas royalty portfolio manager, announced the launch of their latest mineral rights offering,...
Walton Global Welcomes 150 New Residents to Florida Community
July 6, 2023
Walton Global, a real estate investment and land asset management company, announced that the Farm at Varrea, a 1,008-acre community...
BREIT June Redemption Requests Lowest of Year
July 5, 2023
Blackstone Real Estate Income Trust Inc., a non-traded real estate investment trust sponsored by Blackstone Inc. (NYSE: BX), received redemption...
FINRA Fines Another Broker-Dealer Over GPB Private Placement Sales
July 5, 2023
The Financial Industry Regulatory Authority fined Hightower Securities for negligently failing to tell 16 investors in an offering related to...
Apollo Realty Income Solutions Reports Monthly NAV Per Share
July 5, 2023
Apollo Realty Income Solutions Inc., a non-traded NAV real estate investment trust sponsored by Apollo Global Management Inc., has declared...
Former AIG Financial Advisor with $115 Million Joins LPL
July 5, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Buddy Favor has joined LPL Financial’s broker-dealer, registered...
U.S. Supreme Court to Decide Legality of SEC In-House Enforcement
July 3, 2023
The U.S. Supreme Court on Friday agreed to hear a bid by President Joe Biden's administration to defend certain Securities...
FS Investments and Portfolio Advisors Combine to Form $75 Billion Alternative Asset Manager
July 3, 2023
FS Investments, a sponsor of alternative investment products, and Portfolio Advisors, a global middle-market private asset specialist, announced they have...
House Committee Passes Tax Legislation Related to Opportunity Zones
July 3, 2023
Last week, the House Ways and Means Committee passed its first package of tax legislation in the 118th Congress which...
