Syracuse Wealth Management Joins LPL Financial
July 24, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, registered investment...
Rafael Novales
Articles
ADISA Video: Contrasting 1031s and Opportunity Zones for Investors
July 24, 2023
In an interview with ADISA board member Greg Mausz, Jay Frank, the president of Cantor Fitzgerald Asset Management, explains the...
FINRA Orders Worden Capital to Pay $1.6 Million for Unsuitable REIT Investments
July 21, 2023
A Financial Industry Regulatory Authority arbitration panel has ordered Worden Capital, a brokerage formed in 2008 and expelled by FINRA...
SEC Settles Fraud Charges Against SPAC That Plans to Merge with Trump Media
July 21, 2023
WASHINGTON (Reuters) - A special purpose acquisition firm that is set to merge with former U.S. President Donald Trump's media...
FS Credit REIT Reports Slight Decline in NAV Per Share for June, Fulfills All Share Repurchase Requests
July 21, 2023
FS Credit Real Estate Income Trust Inc., a monthly net asset value REIT sponsored by FS Investments, has declared a...
FINRA Bars Multiple Advisors for Refusal to Provide Information
July 21, 2023
The Financial Industry Regulatory Authority has barred multiple advisors who refused to provide documents and information requested pursuant to FINRA...
Former Voya Advisor with $470 Million in Assets Joins Cetera Financial Group
July 21, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Gary Cook has joined Cetera...
Brookfield REIT Updates Monthly NAV Per Share for June
July 21, 2023
Brookfield Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust formerly known as Oaktree Real Estate...
Starwood REIT Reports Decreased NAV, Lower Repurchase Requests in June 2023
July 20, 2023
Starwood Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by Starwood Capital Group, has...
SEC Charges Twice-Convicted Fraudster and Five Others with $38 Million Ponzi Scheme
July 20, 2023
The Securities and Exchange Commission announced that they charged six individuals with a multi-million-dollar Ponzi-like fraud scheme orchestrated by “criminal...
Ares REIT Reports Lower Monthly NAV Per Share, Continues to Fulfill Share Repurchases
July 20, 2023
Ares Real Estate Income Trust Inc., a publicly registered NAV-based perpetual life real estate investment trust formerly known as Black...
Former Edward Jones Advisor with $235 Million in Assets Joins LPL Financial
July 20, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Laura Evans has joined LPL Financial’s broker-dealer, registered...
Pacific Oak REIT Recommends Shareholders Reject Mini-Tender Offer
July 20, 2023
The board of Pacific Oak Strategic Opportunity REIT Inc., a publicly registered non-traded real estate investment trust formerly known as...
Invesco REIT Reports Slightly Lower NAV Per Share in June
July 19, 2023
Invesco Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust, declared a portfolio update and monthly...
SEC Establishes Plan of Distribution for Fraud Case Related to HCR Wealth Advisors
July 19, 2023
The Securities and Exchange Commission recently provided a notice on the Commission’s Rules on Fair Fund and Disgorgement Plans, specifically...
Apollo Realty Income Solutions Reports Monthly NAV Per Share
July 19, 2023
Apollo Realty Income Solutions Inc., a non-traded NAV real estate investment trust sponsored by Apollo Global Management Inc., has declared...
UMB Financial Corporation Appoints President of Institutional Banking
July 19, 2023
UMB Financial Corporation, a financial services company, announced the appointment of Phil Mason to the role of president, institutional banking. In...
Former Avantax Advisor Joins Cetera
July 19, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Jacob Turley has joined the...
Silver Star Properties REIT Receives Notice of SEC Investigation
July 18, 2023
The Securities and Exchange Commission initiated an investigation related to Silver Star Properties REIT Inc., its acquisitions and/or its former...
Ares Industrial REIT Announces Slight Decrease in Monthly NAV Per Share
July 18, 2023
Ares Industrial Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust managed by Ares Management Corporation...
