Rafael Novales, Author at AltsWire

The True Life Companies Promotes Brendan McLaughlin to National Sales Manager

June 13, 2023

The True Life Companies, a real estate private equity firm, announced that Brendan McLaughlin has been promoted to senior vice...

AIG Advisors Launch Florida-Based Firm with LPL Financial

June 13, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Rodney Van Buren and Whitney Colton have joined...

Comrit Announces Launch Tender Offer for Shares of Inland REIT

June 13, 2023

The board of Inland Real Estate Income Trust Inc., a publicly registered, non-traded real estate investment trust, made a filing...

SEC Targets Compliance with New Marketing Rule

June 12, 2023

The Securities and Exchange Commission announced that it will increasingly scrutinize compliance with its new Marketing Rule with a focus...

Chief Distribution Officer Returns to Legendary Capital

June 12, 2023

Legendary Capital LLC, a sponsor of private real estate investments focused on the hospitality sector, announced the return of Rick...

Former Edward Jones Firm with $310 Million in Assets Joins LPL Financial

June 12, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Todd Rosel and Larry D. Smith have joined...

Keystone Expands Distribution Team with Two New Hires

June 12, 2023

Keystone National Properties, a sponsor of non-traded alternative investments, announced the company has hired Seth Johnson as associate vice president,...

SEC Enters Final Judgment Against Former NY Adviser

June 12, 2023

A federal district court in the Western District of New York entered a final judgment by default against Tarek D....

SEC Charges Former Morgan Stanley Advisor with Defrauding Elderly Investors of $1.7 Million

June 9, 2023

The Securities and Exchange Commission charged Douglas McKelvey, a former financial advisor with fraud for misappropriating more than $1.7 million...

Peak Capital Solutions Hires External Wholesaler for East Coast

June 9, 2023

Peak Capital Solutions LLC, a third-party distribution platform focused on alternative investments, announced that Michael Nazzaretto has joined the company...

Former Lincoln Financial Advisor with $150 Million in Assets Joins LPL Financial

June 9, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Digger Bujnoch and the team at Hoff Bujnoch...

NewStar Exchange Subscribes Georgia DST Offering

June 9, 2023

NewStar Exchange, a sponsor of Delaware statutory trust offerings, announced that NE1 UC, DST has been fully subscribed. Newstar says the...

Apollo Debt Solutions BDC Announces Resignation of CFO

June 9, 2023

Apollo Debt Solutions BDC, a non-traded perpetual-life business development company sponsored by affiliates of Apollo Global Management, announced that Amit...