LPL Adds Pair of SoCal Financial Adviser Teams With $750 Million in Combined Assets
June 18, 2024
LPL Financial has welcomed several Southern California financial advisers to their team this month with $750 million in combined assets.Tom...
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Empire Group Raises $30 Million to Support Future BTR Texas Community
June 18, 2024
The Empire Group of Companies recently raised approximately $30 million of equity via the independent broker-dealer and registered investment adviser...
Strategic Student & Senior Housing Trust Executes Higher Value Sale of Arkansas Property
June 17, 2024
Strategic Student & Senior Housing Trust Inc. – a publicly registered, non-traded real estate investment trust – has again executed...
SEC Charges Former StraightPath and Legend Boiler Room Operators With Defrauding Retail Investors
June 17, 2024
The U.S. Securities and Exchange Commission charged New York residents Mario Gogliormella, Steven Lacaj, and Karim Ibrahim with fraud for...
FS Credit REIT Reports 50th Consecutive Month of Positive Returns Across Share Classes
June 17, 2024
FS Credit Real Estate Income Trust Inc., a monthly net asset value real estate investment trust sponsored by FS Investments,...
Kestra Financial Adds $400 Million N.Y.-Based Lodi Wealth Advisors From Lincoln Financial
June 17, 2024
Independent broker-dealer Kestra Financial announced the onboarding of Lodi Wealth Advisors, a wealth management firm based in Westchester County, N.Y....
SEC Charges Individual in Investment Scheme Targeting Haitian-American Community
June 17, 2024
The U.S. Securities and Exchange Commission filed charges against 40-year-old Marc Henry Menard in the Eastern District of New York...
Sila Realty Trust Completes First Day on NYSE, Closes at $22.70
June 14, 2024
Sila Realty Trust Inc., a net lease real estate investment trust with a focus on healthcare assets, commenced trading its...
Thompson Thrift Closes Multifamily Development Fund Following $250 Million Equity Raise
June 14, 2024
Indianapolis-based Thompson Thrift, a full-service national real estate company, closed its latest multifamily development fund. The 2024 fund, which successfully...
Madison Capital Markets Successfully Closes Go Store It Orlando DST
June 14, 2024
Madison Capital Markets recently closed Go Store It Orlando DST, a Delaware statutory trust offered as a Regulation D private...
Vint Launches $10 Million Wine/Spirits Arbitrage Fund With Possible Tax Advantages
June 14, 2024
Vint, a wine and spirits asset manager, announced the launch of its tax-advantaged Vint Diversified Offering II, available to accredited...
FINRA Fines Online Brokerage Firm for Misleading Social Media Posts
June 14, 2024
The Financial Industry Regulatory Authority has censured TradeZero America Inc., an online brokerage firm that provides self-directed trading to retail...
SEC Charges JAG Capital Advisors in $3 Million Fraudulent Investment Scheme
June 13, 2024
The U.S. Securities and Exchange Commission has charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC, with...
HPS Corporate Lending Fund Launches $400 Million Private Placement Offering to Support Operations
June 13, 2024
HPS Corporate Lending Fund, a perpetual-life non-traded business development company sponsored by HPS Investment Partners LLC, priced an offering of...
Origin Investments Launches 1031 Exchange DST Platform
June 13, 2024
Multifamily investment sponsor Origin Investments has launched Origin Exchange for direct investment by retail investors, as well as registered investment...
Shopoff Acquires 55 Acres in Inland Empire, Calif., for Industrial Development
June 13, 2024
Shopoff Realty Investments, a national manager of opportunistic real estate investments and a sponsor of private placement offerings, has acquired...
Madison Commercial Names Director of Acquisitions
June 13, 2024
Madison Commercial has appointed Louis F. Goodmon as director of acquisitions. He will lead efforts to identify and secure net...
Alts Consulting Firm XA Investments Hires Veteran to Distribute Interval Funds
June 12, 2024
Kevin Davis, CFP, joined XA Investments as a managing director and head of sales and distribution. The company – a...
Wells Fargo Provides ExchangeRight REIT Credit Line Up to $400 Million
June 12, 2024
ExchangeRight’s Essential Income REIT has entered into a credit facility with Wells Fargo, closing on the first $75 million of...
Cetera Adds Another Fidelity Exec; Patterson to Lead Advanced Wealth Solutions
June 12, 2024
Cetera Financial Group has appointed Jerry Patterson head of advanced wealth solutions. In this role, he is responsible for building Cetera's retirement,...
