Sealy Hires Senior Vice President to Oversee Western Region Sales
May 15, 2024
Sealy Investment Securities LLC has added Kyle W. Castle to its wholesale team as senior regional vice president. Castle will...
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Ultimus Supports Launch of CAZ Strategic Opportunities Fund
May 15, 2024
Ultimus Fund Solutions – an independent provider of full-service, technology-enhanced fund administration, accounting, and investor solutions – collaborated with CAZ...
Reszi Announces Selling Agreement With Ausdal Financial Partners
May 15, 2024
Texas-based Reszi LLC, a single-family rental housing portfolio founded in 2020 by Chris Mitchell, announced a selling agreement with Ausdal...
SEC Charges New York-Based RIA and Founder for Violating Fiduciary Duties
May 15, 2024
The U.S. Securities and Exchange Commission settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and...
Bluerock Capital Markets Hire to Oversee National Sales, Grow Bluerock Investment Programs
May 14, 2024
Bluerock Capital Markets, a distributor of institutional alternative investment products and the managing broker-dealer for Bluerock, has hired industry veteran...
Griffin Capital Completes Arizona OZ Development
May 14, 2024
Private real estate investment manager Griffin Capital Company LLC completed construction on and began leasing Melody on Main, a 335-unit multifamily...
SEC, FinCEN Proposes Customer Identification Program Reqs for Advisers to Prevent Illicit Activity
May 14, 2024
The U.S. Securities and Exchange Commission and the Department of the Treasury’s Financial Crimes Enforcement Network, or FinCEN, jointly proposed...
Bluerock Homes Trust Declares Increased Dividend on Series A Preferred Stock
May 14, 2024
The Bluerock Homes Trust Inc. board authorized the payment of a new special dividend with respect to its Series A redeemable...
Stanger: Non-Listed BDCs Post Seventh Consecutive Quarter of Growth, Still Trail Traded BDCs
May 13, 2024
Non-listed business development companies had a combined aggregate net asset value of $67.9 billion as of March 31, 2024, a...
JLL Income Property Trust Declares Ninth Dividend Increase
May 13, 2024
JLL Income Property Trust, a daily net asset value, non-traded real estate investment trust, announced a dividend increase for the...
LPL Financial Closes Acquisition of SoCal-Based Crown Capital Securities
May 13, 2024
LPL Financial closed its acquisition of wealth management business Crown Capital Securities L.P., a full-service broker-dealer and registered investment adviser...
Five AI Takeaways from Deloitte’s Alts Investments Conference
May 13, 2024
Recently, Deloitte shared highlights from GAIM Ops Cayman, a global conference for operations professionals working in alternative investments. Held in...
Eagle Point Credit Company Launches 7% Convertible and Perpetual Stock Offering
May 10, 2024
Eagle Point Credit Company Inc. (NYSE: ECC) began a continuous public offering of up to 4 million shares of its...
CAIS Expands Alts Offerings Via New Relationship With Blackstone
May 10, 2024
CAIS, an alternative investment platform for independent financial advisers, has expanded its CAIS Marketplace offerings with a select number of...
Hines, iCapital Partnership Provides Latin American Investors Access to Global Portfolio
May 10, 2024
Hines closed on its first sponsored investment offering in Latin America. The strategic partnership between Hines Private Wealth Solutions and...
Walton Global Closes on Sale of Nearly 140 Acres Near Austin
May 10, 2024
Walton Global, a real estate investment and land asset management company and sponsor of private placement investments, announced the sale...
BREIT Unpacks Q1 2024 Performance, Stands by Valuation Accuracy
May 9, 2024
Blackstone Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust, recently summarized its first quarter 2024...
Former Janney Team With $830 Million in Assets Launches Independent Practice With LPL
May 9, 2024
Financial advisers Logan Reed, CFP, CEPA, CIMA, CLU, AIF, James “Jim” English III, Michael Allegra Jr., CRPC, and Matthew Fleming,...
Cetera Appoints UBS Veteran to Board of Directors
May 9, 2024
Industry veteran Marten Hoekstra has joined Cetera Financial Group’s board of directors. Hoekstra has nearly 30 years of experience in leadership...
FINRA Fines Oppenheimer & Co. $500K for Lapses in Supervision
May 9, 2024
Oppenheimer & Co. Inc., a well-known global full-service brokerage and investment bank, has agreed to pay a fine of $500,000...
