Guest Contributor, Author at AltsWire

Congressional Resolutions Target New DOL Fiduciary Rule

May 16, 2024

Congressional Review Act resolutions were introduced in the House and Senate to disapprove the final Department of Labor regulation, Retirement...

Pacific Oak Taps LPL Adviser to Lead Midwest Sales

May 16, 2024

Alternative investments distributor Pacific Oak Capital Markets LLC has added financial services industry veteran Mike Baker to the company as...

Five Questions for: Capital Square Chief Distribution Officer Drew Jackson

May 16, 2024

In AltsWire latest installment of “Five Questions for…” the editorial team interviewed Drew Jackson – chief distribution officer at Capital...

Ex-Merrill Lynch Adviser Joins Existing LPL Strategic Wealth Services Team

May 16, 2024

Financial adviser Chris Kitaeff, CPFA, MBA, has joined LPL Financial’s broker-dealer, registered adviser network, and custodial platforms. With the move...

AHR Reports Significant Growth in Q1 2024 Results

May 15, 2024

American Healthcare REIT Inc. (NYSE: AHR) shared its first quarter 2024 results this week, which included a net loss attributable...

Sealy Hires Senior Vice President to Oversee Western Region Sales

May 15, 2024

Sealy Investment Securities LLC has added Kyle W. Castle to its wholesale team as senior regional vice president. Castle will...

Ultimus Supports Launch of CAZ Strategic Opportunities Fund

May 15, 2024

Ultimus Fund Solutions – an independent provider of full-service, technology-enhanced fund administration, accounting, and investor solutions – collaborated with CAZ...

Reszi Announces Selling Agreement With Ausdal Financial Partners

May 15, 2024

Texas-based Reszi LLC, a single-family rental housing portfolio founded in 2020 by Chris Mitchell, announced a selling agreement with Ausdal...

SEC Charges New York-Based RIA and Founder for Violating Fiduciary Duties

May 15, 2024

The U.S. Securities and Exchange Commission settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and...

Bluerock Capital Markets Hire to Oversee National Sales, Grow Bluerock Investment Programs

May 14, 2024

Bluerock Capital Markets, a distributor of institutional alternative investment products and the managing broker-dealer for Bluerock, has hired industry veteran...

Griffin Capital Completes Arizona OZ Development

May 14, 2024

Private real estate investment manager Griffin Capital Company LLC completed construction on and began leasing Melody on Main, a 335-unit multifamily...

SEC, FinCEN Proposes Customer Identification Program Reqs for Advisers to Prevent Illicit Activity

May 14, 2024

The U.S. Securities and Exchange Commission and the Department of the Treasury’s Financial Crimes Enforcement Network, or FinCEN, jointly proposed...

Bluerock Homes Trust Declares Increased Dividend on Series A Preferred Stock

May 14, 2024

The Bluerock Homes Trust Inc. board authorized the payment of a new special dividend with respect to its Series A redeemable...

Stanger: Non-Listed BDCs Post Seventh Consecutive Quarter of Growth, Still Trail Traded BDCs

May 13, 2024

Non-listed business development companies had a combined aggregate net asset value of $67.9 billion as of March 31, 2024, a...

JLL Income Property Trust Declares Ninth Dividend Increase

May 13, 2024

JLL Income Property Trust, a daily net asset value, non-traded real estate investment trust, announced a dividend increase for the...

LPL Financial Closes Acquisition of SoCal-Based Crown Capital Securities

May 13, 2024

LPL Financial closed its acquisition of wealth management business Crown Capital Securities L.P., a full-service broker-dealer and registered investment adviser...

Five AI Takeaways from Deloitte’s Alts Investments Conference

May 13, 2024

Recently, Deloitte shared highlights from GAIM Ops Cayman, a global conference for operations professionals working in alternative investments. Held in...