Former Wells Fargo Duo With $300 Million in Client Assets Joins Sanctuary Wealth
May 31, 2024
Los Angeles-based advisers Adam Weinstock, CFP, and Eleanor Weinstock are joining SLK Private Wealth, a Sanctuary Wealth partner firm. Formerly...
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Peak Capital Solutions Expands Sales Team With the Addition of Two Veteran Wholesalers
May 31, 2024
Peak Capital Solutions LLC, a third-party distribution platform specializing in alternative investments, has brought on two external wholesalers to its...
Cetera Names New Chief Compliance Officer for Its Tax Channel
May 31, 2024
Cetera Financial Group has named a new chief compliance officer of Cetera's tax channel, which includes Cetera Financial Specialists and...
MassMutual Taps CAIS to Expand Adviser Access to Alts
May 30, 2024
In an effort to expand access to more alternative offerings and make investment processes even more robust and streamlined, the CAIS...
Guest Contributor: Understanding Master Lease Mechanics in DST Underwriting
May 30, 2024
As the Delaware statutory trust market has grown over the past several years, the nuances of available programs have proliferated....
The Long Game: Why the Fed Must Resist Calls for Premature Rate Cuts
May 30, 2024
As inflation rates continue to ease from the highs seen in recent years, pressure is mounting on the Federal Reserve...
Storage Units Income Fund II Increases Additional Preferred Return to 5%
May 30, 2024
Storage Units Capital, a self-storage real estate investment firm, announced that Storage Units Income Fund II LLC has increased the...
FINRA Fines Thrivent Investment Management $325K for Signature Forgeries, Falsifications
May 30, 2024
Thrivent Investment Management Inc., a Fortune 500 diversified financial services organization, has agreed to pay a fine of $325,000 as...
LPL Adds Former Berthel Fisher Financial Adviser Pair With Offices in Arizona, Nebraska
May 29, 2024
Financial advisers Roger Frank and Michael Ward, CFP, of Frank Financial Concepts have joined LPL Financial’s broker-dealer, registered investment adviser,...
Go Store It Expands Texas Footprint With Acquisition of Hill County Storage Portfolio
May 29, 2024
Go Store It Self Storage, an affiliate of Madison Capital Group, has acquired a three-facility storage portfolio in Hill County,...
Federal Court: Crypto Influencer Conducted Unregistered Offering of Crypto Asset Securities
May 29, 2024
The U.S. District Court for the Western District of Texas granted partial summary judgment to the U.S. Securities and Exchange...
Charles Schwab Unveils Plans for Alternatives Platform for Individual Investors
May 24, 2024
The Charles Schwab Corporation (NYSE: SCHW) has announced plans to launch an alternative investments platform for individual investors this year. The...
Former Merrill Lynch Advisers With $705 Million Assets Join LPL
May 24, 2024
Former Merrill Lynch financial advisers Alain Verhille, CFP, CPFA, and James S. Wood have joined LPL Financial’s high-net-worth-focused employee affiliation...
Hines Global Income Trust’s NAV Remains Unchanged for Fourth Straight Month
May 24, 2024
Hines Global Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by Hines, has declared a net...
Go Store It Self Storage Opens 600-Unit Facility South of Downtown Los Angeles
May 24, 2024
Go Store It Self Storage, a subsidiary of Madison Capital Group, has opened its latest state-of-the-art facility in Pico Rivera,...
Starwood REIT Reduces Capacity on Share Redemptions
May 23, 2024
Starwood Real Estate Income Trust Inc., or SREIT, the second largest non-traded net asset value real estate income trust with...
Bonaventure Multifamily Income Trust Completes 1031 Exchange, Acquires Charlottesville Property
May 23, 2024
Alternative asset manager Bonaventure announced the sale of a roughly $18 million interest in Attain Downtown, a 156-unit Class-A multifamily...
FS Credit REIT Reports 1.37% Increase in Monthly Total NAV, Appoints New Board Member
May 23, 2024
FS Credit Real Estate Income Trust Inc., a monthly net asset value real estate investment trust sponsored by FS Investments,...
Commonwealth Expands Adviser Access to Vetted Alts Through iCapital Partnership
May 23, 2024
As the demand for alternative investments from financial advisers and their high-net-worth clients has grown, Commonwealth Financial Network has sought...
FINRA Hits Paulson Investment Company With $100,000 Fine and Censure
May 23, 2024
Paulson Investment Company, an investment banking firm focused on small-cap and mid-cap markets, has agreed to pay a fine of...
