Cetera’s Summit Financial Brings on $325 Million AUA Adviser Team From Commonwealth
July 15, 2024
The nine-person team comprising Rally Wealth and Benefits has joined Summit Financial Networks, a Cetera Advisor Networks affiliate. The firm –...
July 15, 2024
The nine-person team comprising Rally Wealth and Benefits has joined Summit Financial Networks, a Cetera Advisor Networks affiliate. The firm –...
July 15, 2024
UBS Financial Services Inc., the global brokerage firm and investment adviser, has agreed to pay an $850,000 fine as part...
July 15, 2024
Lighthouse Life Capital's parent company, Lighthouse Life Strategies Inc., announced the acquisition of select assets from Harbor Life Settlements, the...
July 12, 2024
Real estate investment manager Inland Private Capital Corporation has sold Brantley Pines, a multifamily property located in Fort Myers, Fla....
July 12, 2024
FS Credit Real Estate Income Trust Inc., a monthly net asset value real estate investment trust that invests primarily in...
July 12, 2024
Financial advisers Justin Gore, JD, and Michael Fusco, CRPC, have joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms...
July 12, 2024
The U.S. District Court for the Middle District of Georgia entered a final judgment against George Iakovou, in a U.S....
July 11, 2024
Four Springs Capital Markets, a provider of 1031 exchange and net lease replacement properties, has appointed Matt Woehnker as president....
July 11, 2024
The House Appropriations Committee approved by a 31-25 vote the Fiscal Year 2025 Labor, Health and Human Services, Education, Transportation,...
July 11, 2024
Montego Minerals, a long-term investor in oil and gas royalties and mineral rights, announced the close of its 20th portfolio,...
July 11, 2024
Interval funds continue to dominate the largest unlisted closed-end funds. Earlier this year, we released a report in partnership with...
July 11, 2024
Cetera Financial Group announced that Steven Dalton has joined Cetera Advisor Networks via Cetera Wealth Partners. Dalton provides comprehensive financial...
July 10, 2024
Policymakers are weighing in this morning on the final “Retirement Security Rule: Definition of an Investment Advice Fiduciary” and the...
July 10, 2024
On June 27, 2024, the Supreme Court affirmed a fundamental principle that we, as Americans, should all hold dear: the...
July 10, 2024
Applicants Fidelity Diversifying Solutions LLC and Fidelity Distributors Company LLC are seeking approval from the U.S. Securities and Exchange Commission...
July 10, 2024
Silver Star Properties REIT, a publicly registered non-traded real estate investment trust formerly known as Hartman Short Term Income Properties...
July 9, 2024
Investment banking firm Robert A. Stanger & Co., Inc. has upgraded its rating for KKR Real Estate Select Trust Inc.,...
July 9, 2024
Private real estate investment manager Griffin Capital Company LLC recently sold Heritage on the Merrimack Apartments, a 240-unit multifamily community...
July 9, 2024
Since September 2021, Publius has appeared in these columns as an anonymous critic of the U.S. Securities and Exchange Commission’s...
July 9, 2024
SAFStor, a national developer of Class A self-storage, announced the launch of its latest Regulation D 506(c) offering: SAFHarbor Opportunity...