Massachusetts Regulator Blasts SEC Best Interest Proposal, Threatens State Rule

August 8, 2018

SEC Obtains Final Judgment Against Hedge Fund Fraudster

August 7, 2018

SEC Charges Arizona Man with Making False Statements and Stealing $1.5 Million from Investors

August 6, 2018

FS Credit REIT to Change Share Class and Fee Structure This Month

August 3, 2018

Hines Global to Sell 10 European Logistics Properties to Blackstone Affiliate for $526.9 Million

July 31, 2018

SEC Charges Sterne Agee Managing Director in NY Retirement Fund Pay-to-Play Scheme

July 27, 2018

Sierra Income Names New CFO

July 24, 2018

SEC Charges Former Royal Alliance Adviser with Theft of $3 Million

July 23, 2018

Phillips Edison Merger to Create $6.3 Billion Retail-Focused Non-Traded REIT

July 19, 2018

SEC Charges Advisory Firm with $19 Million in Improper Private Placement Sales

July 19, 2018

SEC Fines New York Broker-Dealer $1.3 Million for Failing to Preserve Records

July 18, 2018

Defendant in SEC Enforcement Action Convicted On 21 Counts for Stock Manipulation Scheme

July 17, 2018

Griffin Capital Essential Asset REIT II Increases Credit Facility by $200 Million

July 12, 2018

Griffin Capital Essential Asset REIT II Increases Net Asset Values for All Share Classes

July 11, 2018

SEC Obtains Final Judgement Against Investment Adviser’s Assistant Accused of Aiding and Abetting

July 11, 2018

SEC Fines Charles Schwab $2.8 Million for Failing to Report Suspicious Transactions

July 10, 2018

SEC Obtains Asset Freeze, Shuts Down Alleged $5 Million Ponzi Scheme

July 6, 2018

Sierra Income Corporation Schedules Date for Offering Close

July 6, 2018

UDF Executives Ordered to Pay $8.3 Million to Settle SEC Charges

July 5, 2018

SEC Fines Morgan Stanley $3.6 Million for Failing to Detect Misappropriation of Client Funds

July 3, 2018