SEC Settles with 79 Investment Firms for Mutual Fund Sales, Firms Returning $125 Million to Investors

March 12, 2019

Morrison & Foerster Adds Another REIT Group Partner

March 11, 2019

GPB Capital Provides Additional Details on Investigations

March 7, 2019

BB&T to Return More Than $5 Million to Retail Investors to Settle SEC Charges

March 6, 2019

GPB Capital Discloses Another Investigation

March 5, 2019

SEC Bars Former Morgan Stanley Broker Jailed for Securities Fraud

March 5, 2019

SEC Halts Alleged Alternative Investment Scheme Targeting Retail Investors

February 27, 2019

Hilltop Securities Names Former Piper Jaffray Exec as President and CEO

February 21, 2019

SEC Bars Former Securities America Broker for Running $8 Million Ponzi Scheme with Daughter

February 15, 2019

Hines Global REIT Sells San Francisco Building for $342.5 Million, Issues Liquidating Distribution

February 7, 2019

Morrison & Foerster Names New Partner for Firm’s REIT Group

February 4, 2019

SEC Bars Former Metlife Broker Imprisoned for Mail Fraud

February 1, 2019

Midas Names Administrator for New Opportunity Zone Fund

February 1, 2019

SEC Charges Atlanta Investment Adviser with Defrauding a Private Fund and Its Investors

January 30, 2019

GPB Capital Hires In-House Communications Executive

January 29, 2019

CIM Launches Opportunity Zone Fund with $5 Billion Fundraising Goal

January 25, 2019

Starwood REIT Continues Buying Spree with Latest Hotel Portfolio Purchase

January 17, 2019

NASAA: State Regulators Ready to Help During Partial SEC Shutdown

January 15, 2019

Cato Institute Sues SEC to End Gag Rule

January 14, 2019

GPB Capital Hires Former SEC Examiner as Managing Director and Chief Compliance Officer

January 9, 2019