Advisor Group’s Securities America Recruits Two California-Based Financial Advisors

November 8, 2021

LPL Financial Recruits Former Cetera Team

November 5, 2021

LPL Reports $1.13 Trillion in Advisory and Brokerage Assets in 3Q21

November 2, 2021

Former Merrill Lynch Advisor Launches Practice with LPL Financial

October 19, 2021

Former Wells Fargo Financial Advisor Joins LPL Financial

October 15, 2021

LPL Financial Recruits Former Morgan Stanley Advisor

October 12, 2021

LPL Financial Recruits Adviser Managing $260 Million

October 7, 2021

SEC Charges Managing Director Who Bankrupted IFS Securities

October 1, 2021

Massachusetts Fines/Orders Overhaul of MML’s Social Media Policies after GameStop Frenzy

September 17, 2021

FINRA Bars Former Cambridge Broker for Allegedly Stealing Trust Funds

September 15, 2021

LPL Financial Recruits Another Texas-Based Team

September 13, 2021

Cetera Adds $100 Million Investment, Tax, Estate and Medicare Practice

September 7, 2021

LPL Financial Recruits $625 Million Texas-Based Team

September 2, 2021

SEC Sanctions Eight Broker-Dealers/RIAs for Deficient Cybersecurity Protection

August 31, 2021

Lasalle St. Recruits $100 Million Husband-and-Wife Advisor Team from Cetera

August 27, 2021

LPL Managing Director and Chief Investment Officer to Retire in Early 2022

August 24, 2021

Former Oppenheimer Team Launches New Practice with LPL

August 19, 2021

FINRA Alerts Firms to New Phishing Campaign Using Fraudulent Domain Names

August 16, 2021

LPL Financial Recruits Former Wells Fargo Team

August 12, 2021

Securities America Recruits Advisors with $376 Million, Advisor Group Provides AUM Update

August 10, 2021