Cetera Advisor Networks Appoints New President

February 1, 2022

Advisor Group Adds Three Financial Advisors with $481 Million in Client Assets

January 25, 2022

Financial Services Institute Names 2022 Board and Executive Committee Members

January 24, 2022

LPL Financial Recruits Former Lincoln Financial Team

January 20, 2022

Kingswood Recruits Seven Independent Financial Advisors and Practices

January 13, 2022

LPL Recruits $1 Billion Team from Securities America

January 7, 2022

FINRA Fines Advisor Group’s Triad for “Risky” Alternative Mutual Fund Sales

January 4, 2022

FINRA Orders Multiple Firms to Pay $11.1 Million in Restitution for 529 Plan Violations

December 22, 2021

J.P. Morgan Securities to Pay $200 Million for “Widespread” Recordkeeping Failures

December 20, 2021

Ashford Securities Hires Head of Due Diligence

December 17, 2021

Prospera Financial Services Buys $1.4 Billion Firm

December 14, 2021

ADISA Names 2022 Board of Directors

December 10, 2021

Opinion: PRO Act Eliminates Essential Freedoms for Independent Advisors and Main Street Investors

December 8, 2021

FINRA Fines Former Aegis Broker for Accepting Cash Gift from Client

December 7, 2021

Advisor Group’s Securities America Recruits Two Financial Advisors

December 7, 2021

LPL Financial Adds $500 Million Clearview Wealth Partners

December 1, 2021

FINRA Bars Ex-Broker Accused of Taking Money from Children’s Cancer Charity

November 22, 2021

DAI Securities Hires Chief Investment Officer

November 19, 2021

LPL Financial Recruits $400 Million Financial Advisor

November 11, 2021

Cetera Recruits More Than $2.4 Billion in New Assets In 3Q21

November 10, 2021